企业制度资本对突破式创新的影响研究——技术能力与探索性市场学习的中介作用  

How Does Firms' Institutional Capital Influence Radical Innovation:The Mediating Roles of Technological Capability and Explorative Market Learning

作　　者：肖振鑫 高山行[1] 高宇[2] XIAO Zhenxin;GAO Shanxing;GAO Yu(School of Management, Xi＇an Jiaotong University, Xi＇an 710049, China;School of Finance and Economics, Xi＇an Jiaotong University, Xi＇an 710061, China)

机构地区：[1]西安交通大学管理学院,西安710049 [2]西安交通大学经济与金融学院,西安710061

出　　处：《科学学与科学技术管理》2018年第5期101-111,共11页Science of Science and Management of S.& T.

基　　金：国家自然科学基金项目(71602157;71502083);国家社会科学基金重大项目(11&ZD170);陕西省软科学面上项目(2017KRM066)

摘　　要：理论探讨并实证检验了企业正式制度资本与非正式制度资本对于突破式创新的影响机理及作用差异,并探究了技术能力和探索性市场学习对以上路径的中介作用机制。利用结构方程模型对303家企业的配套调研数据分析发现:首先,企业正式制度资本与非正式制度资本对突破式创新均呈现出正向促进作用,而后者的作用效果显著更强;其次,正式制度资本对突破式创新的作用效果被技术能力和探索性市场学习完全中介,而正式制度资本对探索性市场学习的正向促进作用大于其对技术能力的正向促进作用;最后,非正式制度资本对突破式创新的作用被技术能力和探索性市场学习部分中介,而非正式制度资本对技术能力的正向促进作用大于其对探索性市场学习的促进作用。This paper theoretically discusses and empirically examines the functional mechanisms of firms＇ formal institutional capital and informal institutional capital on radical innovation, their heterogeneities, and the underlying mediating roles of technological capability and explorative market learning in the aforesaid relationship as well.The empirical findings of the survey data from 303 paired firm samples in China indicate that： firms＇ informal institutional capital has a stronger positive effect on radical innovation than does formal institutional capital. Technological capability and explorative market learning fully mediate the relationship between formal institutional capital and radical innovation, while explorative market learning plays a stronger role in such relationship. Technological capability and explorative market learning partially mediate the relationship between informal institutional capital and radical innovation, while technological capability plays a stronger role in such relationship.

关 键 词：突破式创新 正式制度资本 非正式制度资本 动态资源管理 技术能力 探索性市场学习 

分 类 号：F279.21[经济管理—企业管理] F273.1[经济管理—国民经济]