历史制度主义的渐进性制度变迁理论——兼论其在中国的适用性  

The Theory of Gradual Institutional Change in Historical Institutionalism: Its Implications for China

作　　者：马得勇[1] Ma Deyong(Renmin University of China,Beijirt)

机构地区：[1]中国人民大学国际关系学院

出　　处：《经济社会体制比较》2018年第5期158-170,共13页Comparative Economic & Social Systems

摘　　要：渐进性制度变迁理论是历史制度主义发展的一个新方向。文章通过对渐进性制度变迁理论的梳理，试图为中国的制度变迁实践提供一种理论参考。文章首先简要介绍了路径依赖、关键节点、偶然性、能动性、观念等历史制度主义的基本概念和理论主张，然后指出历史制度主义的问题驱动、比较历史分析、中观制度分析以及多因果机制与过程追踪等方法论特色。在此基础上，文章对近年来国外历史制度主义在渐进性制度变迁方面的研究进展做了梳理，简要介绍了理论分析框架和层叠、转换、漂移、替换等制度变迁的形式。最后探讨了渐进性制度变迁理论自身的局限性以及用于分析中国当代制度和政策变迁实践的适用性问题。Gradual institutional change is a new research approach of historical institutionalism. By reviewing the theoretical argu- ment of gradual institutional change, this article suggests a theoretical implication for institutional changes in China. The article begins with a brief introduction to the basic concepts and the theory of historical institutionalism such as path dependence, critical junctures, contingency, agency and ambiguity of institutions. Then the article highlights the methodological features of historical institutionalism such as problem driven, comparative historical analysis, middle - level analysis, and the multi causal mechanism and process tracing. The article goes to review the research progress of historical institutionalism on recent gradual institutional changes, and briefly introduce the theoretical argument and the types of institutional changes historical institutionalists suggest such as layering, conversion, drift and replacement. Finally, the paper discusses its applicability to analyze institutional and poli- cy changes in China and their limitations.

关 键 词：历史制度主义 渐进性制度变迁 方法论 理论适用性 

分 类 号：F124.6[经济管理—世界经济]