基于DEA-Malmquist方法的装备制造业自主创新能力评价  

Research into Independent Innovation Capability of Equipment Manufacturing Industry Based on DEA-Malmquist Method

作　　者：赵丹[1,2] 孙冰[1] 易英欣[1] ZHAO Dan;SUN Bing;YI Yingxin(School of Economics and Management,Harbin Engineering University,Harbin 150001,China)

机构地区：[1]哈尔滨工程大学经济管理学院,黑龙江哈尔滨150001 [2]哈尔滨医科大学人文社会科学学院,黑龙江哈尔滨150086

出　　处：《河海大学学报（哲学社会科学版）》2018年第2期77-82,92,共7页Journal of Hohai University：Philosophy and Social Sciences

基　　金：国家自然科学基金项目(71173059;71372020);教育部新世纪优秀人才支持计划(NCET-10-0051);黑龙江省教育厅人文社会科学研究项目(12542148)

摘　　要：装备制造业是国民经济的重要支柱产业,影响和决定一国制造业的基础和核心竞争力。十九大以来,我国制造业的重要发展方向就是不断创新、加强与国际接轨力度。基于2006—2015年我国装备制造业的面板数据,构建DEA-Malmquist模型测度各类装备制造业在各年份的自主创新能力,以为装备制造业自主创新能力的综合评价提供一条新途径。研究结果表明:我国装备制造业技术创新整体呈上升趋势,每年以8%的比率增长;从TFP指数分解来看,2012—2013年、2013—2014年这两个时间段的TFP指数呈不稳定增长态势,先快速增长之后快速下降;对7类装备制造业子产业的创新能力测度发现,除交通运输设备制造业的创新效率指数M小于1外,其余产业均保持良好的发展态势,大多数子产业的PTEC与SEC值都等于1或趋向于1,纯技术效率变化以及规模效率的变化对装备制造业子产业创新能力的促进作用并不明显。Equipment manufacturing industry is the important pillar industry of national economy,which may have impact on the core competition power of the manufacturing industry of the nation.Based on the panel data of Chinese equipment manufacturing industry from 2006 to 2015,the DEA-Malmquist model is built to measure the independent innovation capability of Chinese equipment manufacturing industry and equipment manufacturing industry in each year.The results show that the efficiency of technological innovation level of Chinese equipment manufacturing industry has overall upward trend.From TFP index decomposition,during the periods of 2012-2013 and 2013-2014,the two annual TFP index shows unsteady growth:first growing rapidly,and then decreasing rapidly.It is found in seven equipment manufacturing industry that the innovation efficiency index of the transportation equipment manufacturing industry is less than one while other industries maintain a good momentum of development.PTEC and SEC of most sub-industries is equal to one or approximately to one.Pure technical efficiency change and scale efficiency change of single equipment manufacturing industry has little impact on technological innovation efficiency of equipment manufacturing industry.

关 键 词：装备制造业 自主创新能力 DEA-MALMQUIST 

分 类 号：F273[经济管理—企业管理] F426.4[经济管理—国民经济]