RCV框架下高校科技成果转化瓶颈分析  

Analysis on the Bottleneck of Transformation of Scientific and Technological Achievements in Colleges and Universities:Based on RCV Framework

作　　者：姜文宁 关汉男[3] 谈毅 Jiang Wenning;Guan Hannan;Tan Yi(School of International&Public Affairs,Shanghai Jiao Tong University,Shanghai 200030,China;China Institute for Urban Governance,Shanghai Jiao Tong University,Shanghai 200030,China;Party and Government Office,Shanghai Jiao Tong University,Shanghai 200030,China;Shanghai Jiao Tong University Press,Shanghai 200030,China)

机构地区：[1]上海交通大学国际与公共事务学院 [2]上海交通大学中国城市治理研究院 [3]上海交通大学党政办公室 [4]上海交通大学出版社,上海200030

出　　处：《科技进步与对策》2018年第21期142-146,共5页Science & Technology Progress and Policy

基　　金：上海市软科学研究计划重点项目(17692180303)

摘　　要：长期以来,科技成果转化被认为是高校科技创新的"最后一公里"问题。基于RCV框架分析发现,现有体制下的高校科技成果转化在3个维度上都存在难以逾越的鸿沟,指出虽然以往高校科技成果转化激励政策众多,但基本呈"头重脚重中间轻",即高校前沿技术研发(头部)与技术最终商业化(脚部)之间存在一大段政策空白。要解决这一问题,必须通过政策设计重点解决高校科技研发到成果最终商业化的"接力"与"协同"问题。因此,在高校内部,可对评价机制和职务科技成果所有制进行改革探索。一方面设置开发研究高级职称,另一方面赋予科研团队应有的职务科技成果知识产权,以充分激发高校科研团队进行成果转化的内生动力;在高校外部,可通过结合市场实际情况培育一批致力于中试的企业或机构,对高校非成熟前沿技术进行接力研发,进而有效解决产业链与技术链协同问题。The crux of the transformation of scientific and technological achievements in universities has long been regarded as the'last mile'issue.This paper,however,by the analysis based on RCV framework,shows that the transformation of scientific and technological achievements in universities has insurmountable huge gap in three dimensions under current system.Although the previous policies,which promote the transformation,have been implemented a lot,the area between the top and the end of the industrial chains,that is,universities'cutting-edge technology research sector and the technology commercialization sector respectively,is still not set foot in.To solve this problem,a policy design for synchronizing the two sectors is needed.To fully inspire the university researchers'endogenous power,evaluation mechanism and scientific achievements ownership reform are necessary.On the one hand universities have to set up a'professor series'for those scientific development researchers,on the other hand the research team should get proper intellectual property right.For the market aspect,to cultivate a group of enterprises or institutions,specializing in the further R&D of universities'non-mature cutting-edge technology,could effectively promoting the synergies between industrial chains and technological chains.

关 键 词：高校 科技成果转化 科技政策 RCV分析框架 

分 类 号：G644[文化科学—高等教育学]