市场结构及所有权性质对企业绿色技术授权策略的影响研究  

Research on the Influence of Market Structure and Ownership Nature on the Optimal Eco-technology Licensing of Enterprises

作　　者：李冬冬 张婷[1] 杨晶玉[2] LI Dong-dong;ZHANG Ting;YANG Jing-yu(School of Humanities,Economic and Law,Northwester Ploytechnical University,Xi'an 710072;School of Management,Xi'an Jiaotong University,Xi'an 710049)

机构地区：[1]西北工业大学人文与经法学院 [2]西安交通大学管理学院

出　　处：《软科学》2020年第2期14-20,共7页Soft Science

基　　金：国家自然科学基金青年项目(71904152);教育部人文社会科学研究青年基金项目(19YJC630039);陕西省社会科学基金项目(2019S024)

摘　　要：通过构建混合寡头和私有寡头市场下的企业绿色技术授权博弈模型,研究了市场结构及所有权性质对企业最优绿色技术授权策略的影响,讨论了绿色技术授权的环境、经济及社会福利效果。研究结果表明:市场结构和所有权性质并不影响企业绿色技术授权策略,最优的绿色技术授权收费模式为固定费用,且企业与社会最优的绿色技术授权收费模式一致。市场结构及企业所有权性质影响最优固定费用,混合寡头市场下民营企业为专利持有方时,最优的固定费用大于国有企业为专利持有方时及私有寡头市场下的最优固定费用。当企业排污成本较大时,相比无授权情形,对企业进行固定费用技术授权不仅能够提高环境质量,还能够提高市场中企业整体利润和社会福利水平,从而能够实现经济的高质量发展。By constructing an emission reduction game model with mixed oligopoly and green technology licenses,this paper studies the influence of market structure and ownership nature on the optimal green technology licensing of enterprises.Result shows that under the mixed oligopoly,if the private enterprise is the patent holder,both royalty and fixed fee policy are the optimal green technology;if the state-owned enterprise is the patent holder,fixed fee policy is superior to royalty.Under the private oligopoly,the enterprise’s optimal green technology licensing is fixed fee.Enterprise and social optimal technology licensing result are consistent.Under the mixed oligopoly,the optimal fixed cost for private enterprises as patent holders is greater than the optimal fixed cost for state-owned enterprises as patent holders and private oligopoly.Compared with the non-icensing situation,the fixed fee policy can not only improve the environmental quality but also improve the social welfare level.

关 键 词：混合寡头 私有寡头 绿色技术授权 减排 

分 类 号：F273.1[经济管理—企业管理] F224.32[经济管理—国民经济]