区域高校资源禀赋、产学研合作强度与企业创新绩效  

Regional University Resources、 Intensity of University-Enterprise R&D Cooperation and Enterprise Innovation Performance

作　　者：姜文宁 罗津[1,3] 关汉男 JIANG Wenning;LUO Jin;GUAN Hunan(School of International and PublicAffairs,Shanghai Jiao Tong University,Shanghai,200030;China Institutefor Urban Governance,Shanghai Jiao Tong University,Shanghai,200030;Instituteof Healthy Yangtze RiverDelta,Shanghai Jiao Tong University,Shanghai,200030;Partyand GovernmentOffice,Shanghai JiaoTong University,Shanghai,200240)

机构地区：[1]上海交通大学国际与公共事务学院 [2]上海交通大学中国城市治理研究院 [3]上海交通大学健康长三角研究院 [4]上海交通大学党政办公室,上海200030

出　　处：《上海交通大学学报（哲学社会科学版）》2020年第1期75-86,共12页Journal of Shanghai Jiao tong University(Philosophy and Social Sciences)

基　　金：教育部人文社会科学研究规划基金《高校科技成果转化的鸿沟及跨越策略--基于产业链与技术链耦合的诊断研究》(项目编号:19YJA880018)。

摘　　要：本研究用8年68543个企业层面样本点对企业与高校研发合作绩效的影响因素以及内在机理进行实证,用混合OLS(普通最小二乘法)和固定效应两种方法进行检验,结果表明:企业与高校的研发合作强度及企业所在微观区域高校科技资源的丰裕度对创新第一阶段即科技成果产出均具有显著的正向影响;企业与高校合作间接对创新第一和第二阶段产出在某些方面均有积极影响。企业的有形资产和无形资产对其创新产出表现出不同的影响。上述实证结果的启示和政策意义在于:高校与企业研发合作的技术绩效毋庸置疑;而这种研发合作的经济绩效不会立竿见影,区域内高校科技资源也并不一定能直接转化为经济绩效,但不同行业、不同规模、不同年龄企业与高校合作的效果明显不同,在一些方面产生的间接绩效不容忽视。另外,企业在创新活动中大量的资本投入受到了资本边际产出递减规律制约,必须转向创新驱动。In this paper, an average of 68543 enterprise-level sample points per year in 8 years were used to demonstrate the influencing factors and internal mechanisms of the performance of research and development cooperation between enterprises and universities, which was tested with the mixed OLS(ordinary least squares) and fixed effects methods. The results show that, first, the intensity of R&D cooperation between enterprises and universities and the abundance of scientific and technological resources of universities in the micro-region where they are located have a significant positive impact on the first stage of innovation. Next, the cooperation between enterprises and universities indirectly has positive effects on the first and second stages of innovation in some aspects. Finally, the tangible and intangible assets of an enterprise have different effects on their innovation output. The enlightenment and policy significance of the above empirical results are that the technical performance of R&D cooperation between universities and enterprises is unquestionable. However, the economic performance of such R&D cooperation will not be immediate, and the scientific and technological resources of universities in the region may not be directly converted into economic performance. The effect of cooperation between different industries with different scales and different ages and universities is obviously different, and the indirect performance generated in some aspects cannot be ignored. In addition, enterprises in innovation activities are restricted by the law of diminishing marginal capital output through a large amount of capital input, and must be turned to an innovation-driven one.

关 键 词：研发合作强度 创新两阶段 创新绩效 

分 类 号：G644[文化科学—高等教育学] F273.1[文化科学—教育学]