我国证券群体诉讼的发展--以投服中心支持诉讼为视角  

The Development of Securities Group Litigation in China:From the Perspective of Supporting Litigation by China Securities Investor Services Center

作　　者：何明辉 He Minghui(School of International Finance and Law of East China University of Political Science and Law,Shanghai 201620,China)

机构地区：[1]华东政法大学国际金融法律学院,上海市201620

出　　处：《福建金融管理干部学院学报》2020年第2期58-64,共7页Journal of Fujian Institute of Financial Administrators

摘　　要：民事诉讼是维护证券市场健康发展的重要手段之一,但我国证券市场往往秉持“重行轻民”的态度。民事诉讼在证券侵权诉讼中的作用并没有体现,域外立法实践有以私权主导的集团诉讼、以及以公权介入的团体诉讼。我国则选择了公权和私权相结合的折中模式,由投服中心提起支持诉讼。但是该制度存在缺乏支持诉讼规则安排、投服中心定位不明及判决效力无法扩张的制度缺陷。在未来的制度改革中应该聚焦于出台支持诉讼细则、明确投服中心定位以及合理嫁接示范诉讼制度上,从而进一步激发我国民事诉讼在证券监管中所发挥的作用。Civil Action is one of the important means to maintain the healthy development of the securities market,but the securities market of our country tends to uphold the attitude of"emphasizing the administrative supervision while neglecting the Civil Action".The role of civil litigation in securities tort litigation is not reflected.There are group litigation dominated by private rights and group litigation based on public power in foreign legislative practice.China has chosen the compromise mode of combining power and private rights,which is China Securities Investor Services Center initiated by the to support litigation.However,there are some defects in the system,such as the lack of supporting litigation rules,the unclear location of the service center and the inexpensive effect of judgments.In the future system reform,we should focus on Promulgating supporting litigation rules,defining the position of the center of submission and rationally grafting the model case system,so as to further stimulate the role of civil action in securities supervision.

关 键 词：证券监管 民事诉讼 群体诉讼 支持诉讼 投服中心 

分 类 号：D922.294[政治法律—经济法学]