论量刑协商的性质和效力  

On the Nature and Validity of Sentencing Negotiation

作　　者：陈瑞华[1] Chen Ruihua

机构地区：[1]北京大学法学院

出　　处：《中外法学》2020年第5期1126-1149,共24页Peking University Law Journal

摘　　要：通过确立认罪认罚从宽制度,我国刑事诉讼法引入了一种颇具特色的量刑协商机制。根据律师参与这一程序的方式,量刑协商可分为消极的量刑协商模式和积极的量刑协商模式,前者属于一种最低限度的量刑协商,后者则属于可产生积极效果的协商模式,有待于通过必要的制度保障而加以激活。嫌疑人签署的认罪认罚具结书属于控辩双方量刑协商的结果,具有量刑协议书的属性,对于检察官和被告人都具有法律约束力,但对于法官的裁判则不具有必然的法律效力。目前我国法律确立了法官形式审查为主、实质审查为辅的司法审查方式,未来有必要通过对不同程序的分流和幅度型量刑建议的推行,逐步完善法院的司法审查方式。对于法院采纳量刑建议的裁决,被告人提出上诉的,要根据控辩双方量刑协议的内容来确定是否构成程序反悔。律师当庭作无罪辩护的,不影响控辩双方量刑协议的效力。A special system of sentencing negotiation has been introduced into China’s criminal procedure law by the establishment of the system of lenient sentence for confession and acceptance of punishment.According to the way that lawyers participate in this procedure,sentencing negotiation can be categorized into two modes:negative mode of sentencing negotiation and positive mode of sentencing negotiation.The former belongs to a kind of minimum sentencing negotiation,while the latter can have positive effect,which needs to be activated through necessary system.The agreement for crime and penalty signed by defendant is the result of sentencing negotiation between the prosecutor and defendant,which has the attribute of agreement for crime and penalty.And it is legally binding on the prosecutor and the defendant,but not necessarily on the judge’s judgement.Nowadays we have established the judicial review mode that the judge takes the formalist check as the first place and takes the substantive check thereafter.In order to gradually improve the judicial review mode of the court,it is necessary to implement the diversion of different procedures and the range sentencing.If the defendant appeals against the verdict that the court has adopted sentencing agreements,the content of the sentencing agreement determines whether it is procedural repent.If the lawyer makes plea of not guilty on the court,the validity of the agreement of sentencing between prosecutor and defendant shall not be affected.

关 键 词：量刑协商 认罪认罚具结书 形式审查 实质审查 程序反悔 

分 类 号：D925.2[政治法律—诉讼法学]