环境规制的双赢效应真的存在吗?——来自中国工业污染源重点调查企业的证据  

Does the Win-win Effect of Environmental Regulation Really Exist?--Evidence from Key Surveyed Enterprises of Industrial Pollution Sources in China

作　　者：陈艳莹[1] 张润宇 李鹏升 CHEN Yanying;ZHANG Runyu;LI Pengsheng(School of Economics and Management,Dalian University of Technology,Dalian 116024,China)

机构地区：[1]大连理工大学经济管理学院,辽宁大连116024

出　　处：《当代经济科学》2020年第6期96-107,共12页Modern Economic Science

基　　金：国家社会科学基金项目“二元传导路径下促进制造业绿色转型的认证机制设计与政策创新研究”(19BJY105)。

摘　　要：本文利用国家“环境统计报表制度”中工业污染源重点调查企业的污染排放数据,从企业层面检验了环境规制的双赢效应,并从企业技术改进空间、漂绿行为激励和规制的非完全执行三个方面探究了环境规制执行过程中存在的扭曲机制。实证结果表明:环境规制能够使企业实现环境和生产率的双赢,即降低企业污染排放的同时提高企业的全要素生产率,但在低污染行业中,因环境规制的扭曲效应将不再能实现环境和效率的双赢;当企业的融资约束越低、行业竞争程度越小、地区市场化程度和经济发展水平越高时,越有利于实现环境规制的双赢效应。Based on the data of industrial pollution sources in the national environmental statistical report system,this paper tests the win-win effect of environmental regulation from the perspective of enterprises for the first time,and explores the distortion mechanism in the process of environmental regulation implementation from three aspects:the space of enterprise technology improvement,the incentive of green-washing and the incomplete implementation of regulation.The results show that the environmental regulation can make enterprises achieve a win-win situation,that is,to reduce the pollution and improve the total factor productivity.But in the low pollution industries,it will no longer be able to achieve a win-win situation because of the distortion mechanism.And the lower the financial constraints of enterprises,the less competitive the industry,the higher the level of regional marketization and economic development,the easier to achieve the win-win effect of environmental regulation.

关 键 词：环境规制 双赢效应 全要素生产率 污染强度 规制扭曲 波特假说 

分 类 号：F27[经济管理—企业管理]