环境规制、技术创新对全要素碳生产率的影响研究——基于中国省域的空间面板数据分析  

Research on Impact of Environmental Regulation and Technical Innovation on Total Factor Carbon Productivity:Based on Chinese Provinces Spatial Panel Data Analysis

作　　者：郭卫香 孙慧[1,2] Guo Weixiang;Sun Hui(Center for Innovation Management Research of Xinjiang;Xinjiang University School of Economics and Management,Xinjiang University,Urumqi 830046,China)

机构地区：[1]新疆大学新疆创新管理研究中心 [2]新疆大学经济与管理学院,新疆乌鲁木齐830046

出　　处：《科技管理研究》2020年第23期239-247,共9页Science and Technology Management Research

基　　金：国家自然科学基金资助项目“新疆资源型产业污染集聚、损益偏离与包容性绿色增长”(71963030);新疆维吾尔自治区自然科学基金资助项目“‘碳锁定’‘碳解锁’与新疆资源型产业低碳转型升级”(2018D01C031);新疆维吾尔自治区高校科研计划资助项目“新疆资源型产业碳锁定、损益偏离与绿色低碳转型升级研究”(XJEDU2019SY005)。

摘　　要：为探究环境规制政策能否实现碳减排和经济增长的"双红利",采用SBM-DDF模型,测算2006—2017年中国省域全要素碳生产率,刻画中国省域TCP的空间特征,进一步厘清环境规制、技术创新对全要素碳生产率的影响机理。结果显示,(1)中国各省份TCP存在显著的空间集聚特征,其中高-高集聚省份多位于东部沿海发达地区,而低-低集聚省份多位于中西部欠发达地区;(2)环境规制会促进TCP的提升,且环境规制对TCP的"本地效应"大于"邻地效应";(3)技术创新在环境规制对TCP的影响中存在部分中介效应。To explore whether environmental regulation policies can realize"double dividend"of carbon emission reduction and economic growth,this paper uses the SBM-DDF model,by measuring panel data from china’s 30 provinces covering the year from 2006 to 2017,describes the spatial characteristics of total factor carbon productivity(TCP)in Chinese provinces,further clarifies the impact mechanism of environmental regulation and technological innovation on TCP.The results show that:(1)Among the provinces in China,theTCP has significant spatial agglomeration characteristics,among which,the high-high agglomeration(H-H)provinces are mostly located in the developed eastern coastal areas,while the low-low agglomeration(L-L)provinces are mostly in the less developed central and western regions.(2)Environmental regulation can significantly promote the improvement of TCP,and the"local effect"of environmental regulation on TCP is greater than the"neighborhood effect".(3)Technical innovation has some mediating effect in the influence of environmental regulation on TCP.

关 键 词：环境规制 技术创新 全要素碳生产率 中国 

分 类 号：X24[环境科学与工程—环境科学] F062.1[经济管理—政治经济学]