生物特征识别学科发展报告  

Overview of biometrics research

作　　者：孙哲南[1] 赫然[1] 王亮[1] 阚美娜 冯建江[3] 郑方[3] 郑伟诗[4] 左旺孟[5] 康文雄[6] 邓伟洪 张杰[2] 韩琥[2] 山世光[2] 王云龙 茹一伟 朱宇豪 刘云帆 何勇 Sun Zhenan;He Ran;Wang Liang;Kan Meina;Feng Jianjiang;Zheng Fang;Zheng Weishi;Zuo Wangmeng;Kang Wenxiong;Deng Weihong;Zhang Jie;Han Hu;Shan Shiguang;Wang Yunlong;Ru Yiwei;Zhu Yuhao;Liu Yunfan;He Yong(Institute of Automation,Chinese Academy of Sciences,Beijing 100190,China;Institute of Computing Technology,Chinese Academy of Sciences,Beijing 100190,China;Tsinghua University,Beijing 100084,China;School of Computer Science and Engineering,Sun Yat-sen University,Guangzhou 510275,China;School of Computer Science and Technology,Harbin Institute of Technology,Harbin 150006,China;School of Automation Science and Engineering,South China University of Technology,Guangzhou 510006,China;School of Information and Communication Engineering,Beijing University of Posts and Telecommunications,Beijing 100876,China)

机构地区：[1]中国科学院自动化研究所,北京100190 [2]中国科学院计算技术研究所,北京100190 [3]清华大学,北京100084 [4]中山大学计算机学院,广州510275 [5]哈尔滨工业大学计算机科学与技术学院,哈尔滨150006 [6]华南理工大学自动化科学与工程学院,广州510006 [7]北京邮电大学信息与通信工程学院,北京100876

出　　处：《中国图象图形学报》2021年第6期1254-1329,共76页Journal of Image and Graphics

基　　金：国家自然科学基金项目(U1836217)。

摘　　要：从手机解锁、小区门禁到餐厅吃饭、超市收银,再到高铁进站、机场安检以及医院看病,人脸、虹膜和指纹等生物特征已成为人们进入万物互联世界的数字身份证。生物特征识别赋予机器自动探测、捕获、处理、分析和识别数字化生理或行为信号的高级智能,是一个典型而又复杂的模式识别问题,一直处于人工智能技术发展前沿,在新一代人工智能规划、"互联网+"行动计划等国家战略中具有重要地位。由于生物特征识别涉及公众利益攸关的隐私、道德和法律等问题,近期也引起了广泛的社会关注。本文系统综述了生物特征识别学科发展现状、新兴方向、存在问题和可行思路,深入梳理了人脸、虹膜、指纹、掌纹、静脉、声纹、步态、行人重识别以及多模态融合识别的研究进展,以人脸为例重点介绍了生物特征识别领域近些年受到关注的新方向——对抗攻击和防御、深度伪造和反伪造,最后剖析总结了生物特征识别领域存在的3大挑战问题——"感知盲区"、"决策误区"和"安全红区"。本文认为必须变革和创新生物特征的传感、认知和安全机制,才有可能取得复杂场景生物识别学术研究和技术应用的根本性突破,破除现有生物识别技术的弊端,朝着"可感"、"可知"和"可信"的新一代生物特征识别总体目标发展。Biometrics,such as face,iris,and fingerprint recognition,have become digital identity proof for people to enter the"Internet of Everything".For example,one may be asked to present the biometric identifier for unlocking mobile phones,passing access control at airports,rail stations,and paying at supermarkets or restaurants.Biometric recognition empowers a machine to automatically detect,capture,process,analyze,and recognize digital physiological or behavioral signals with advanced intelligence.Thus,biometrics requires interdisciplinary research of science and technology involving optical engineering,mechanical engineering,electronic engineering,machine learning,pattern recognition,computer vision,digital image processing,signal analysis,cognitive science,neuroscience,human-computer interaction,and information security.Biometrics is a typical and complex pattern recognition problem,which is a frontier research direction of artificial intelligence.In addition,biometric identification is a key development area of Chinese strategies,such as the Development Plan on the New Generation of Artificial Intelligence and the"Internet Plus"Action Plan.The development of biometric identification involves public interest,privacy,ethics,and law issues;thus,it has also attracted widespread attention from the society.This article systematically reviews the development status,emerging directions,existing problems,and feasible ideas of biometrics and comprehensively summarizes the research progress of face,iris,fingerprint,palm print,finger/palm vein,voiceprint,gait recognition,person reidentification,and multimodal biometric fusion.The overview of face recognition includes face detection,facial landmark localization,2 D face feature extraction and recognition,3 D face feature extraction and recognition,facial liveness detection,and face video based biological signal measurement.The overview of iris recognition includes iris image acquisition,iris segmentation and localization,iris liveness detection,iris image quality assessment,iri

关 键 词：生物特征识别 人脸 虹膜 指纹 掌纹 静脉 声纹 步态 行人重识别 多模态 

分 类 号：TP391[自动化与计算机技术—计算机应用技术]