书证提出命令程序性制裁理论检视——以商业秘密侵权诉讼为切入  

Procedural Sanction Theory in Documentary Evidence Producing Order——From Perspective of Trade Secrets Tort Litigations

作　　者：潘剑锋[1] 牛正浩 Pan Jianfeng;Niu Zhenghao(Law School of Peking University,Beijing 10871)

机构地区：[1]北京大学法学院,北京100871

出　　处：《政法论丛》2021年第5期61-71,共11页Journal of Political Science and Law

基　　金：国家社科基金重大项目“审判中心视角下的刑事、民事、行政诉讼制度改革”(14ZDC014)的阶段性成果。

摘　　要：书证作为"证据之王",贯穿民事诉讼事实认定与法律适用程序始终。以商业秘密侵权诉讼为典型的现代型诉讼中,当事人非对称性所导致的证据分布非均衡性,使书证结构性偏在现象愈发严重,证明妨碍行为呈现普遍化。作为准实体性程序裁决的书证提出命令程序框架存在着诸多理论困惑与制度空白,导致实践中书证提出命令存在适用率低、准许率低、救济缺失、尺度不一等诸多制度失灵问题和司法适用困境。书证提出命令的理论基础在于事案解明义务理论、经典证明责任理论及程序性制裁理论之融贯,应将程序性制裁理论引入书证提出命令程序理论研究与制度构建中,以诚信原则作为逻辑原点和价值导向,科学构建准实体性程序裁决的全新研究范式。As king of evidence,the documentary evidence plays a key role in the factual investigation as well as the application of laws in civil litigations.In modern litigations among which trade secrets tort litigations are typical examples,the non-symmetry situation of parties causes the non-equity of distribution of evidence,which consecutively leads to the structural deviation of documentary evidence,and the behavior of obstruction of proof occurs frequently.As quasi-substantive procedural orders,the documentary evidence producing order face many theoretical obstacles as well as the blanks of procedures,which lead to the malfunction problems of the procedure with low rate of application and permission,the lack of remedies,the differentiation of standards.The theoretical basis of documentary evidence producing order contains the combination of duty of facts,the burden of proof theory as well as the procedural sanction theory.The procedural sanction theory shall be the leading principle and theory in the theoretical research and procedure evolution of documentary evidence producing order,and the principle of bona fide shall be established as the governing rule of values of the procedure,therefore the research of the order would be more scientific in the process of quasi-substantive procedural orders from the background of modern litigations.

关 键 词：书证提出命令 商业秘密 准实体性程序裁决 事案解明义务 程序性制裁 

分 类 号：DF72[政治法律—诉讼法学]