股权让与担保的法律构成及效力建构  

Legal Composition and Effectiveness Construction of Equity Transfer Guarantee

作　　者：钱进 钱玉文 Qian Jin;Qian Yuwen(School of Law,Nanjing University,Nanjing Jiangsu 210093;School of Law,Nanjing University of Finance&Economics,Nanjing Jiangsu 210023)

机构地区：[1]南京大学法学院,江苏南京210093 [2]南京财经大学法学院,江苏南京210023

出　　处：《河南财经政法大学学报》2022年第1期82-94,共13页Journal of Henan University of Economics and Law

基　　金：2018年度国家社会科学基金项目“金融消费安全的公私合作规制研究”(项目编号:18BFX138)的阶段性成果。

摘　　要：对于股权让与担保,应基于担保物权说对其制度体系进行展开。担保物权说尊重让与担保当事人的意思自治,较好地平衡了各方利益。且担保物权说与现行法更为契合,《民法典》及其司法解释扫清了担保物权说的理论障碍并贯彻了其逻辑,而司法实践中法官也倾向于按照担保物权说的思路进行裁判。在股权让与担保的具体效力问题中,担保物权说相较于所有权构成说具有更大的弹性空间,可以与意思自治、外观主义原则进行衔接,从而实现更好的法效果。此外,应为股权让与担保当事人提供对于担保事项进行记载和公示的方案,如在工商登记簿上加以注明,从而阻却瑕疵外观的形成。As for the equity transfer guarantee,its system should be based on the theory of security interest.The theory of security interest respects the autonomy of the parties and balances the interests of all parties.Moreover,the theory of security interest is more consistent with the current law.The Civil Code and its judicial interpretation have cleared the theoretical obstacles of the theory and carried out its logic.In judicial practice,judges also tend to judge according to the theory.In the specific effectiveness of equity transfer guarantee,the theory of security interest has more flexibility than the theory of ownership composition,which can be connected with the principle of autonomy of will and rechtsscheintheorie,so as to achieve better legal effect.In addition,we should provide the guarantee parties with the scheme of recording and publicizing the guarantee items,such as indicating in the industrial and commercial register,so as to prevent the formation of defective appearance,so that the guarantor can fight against an external third person.

关 键 词：股权让与担保 担保物权说 意思自治 外观主义 

分 类 号：D925.2[政治法律—诉讼法学]