企业合规内部调查的公私合作模式探析——以商业贿赂犯罪的侦查前置阶段为场域  

An Analysis of Public-private Cooperation Model of Internal Investigation of Cooperate Compliance:Taking the Pre-investigation Stage of Commercial Bribery Crime as the Field

作　　者：庄新宇 杜春鹏[1] Zhuang Xinyu;Du Chunpeng(School of Criminal Justice,China University of Political Science and Law,Beijing 100084,China)

机构地区：[1]中国政法大学刑事司法学院,北京100084

出　　处：《湖北工程学院学报》2022年第1期111-117,共7页Journal of Hubei Engineering University

基　　金：中国政法大学硕士研究生创新实践项目(2020sscx20200107)。

摘　　要：我国企业合规制度在协商性司法理念的推动下,正经历着深刻变革。企业合规内部调查作为企业合规调查制度的重要组成部分,在其模式的理论参照、受力模型、外部指引以及内部构建等方面尚存在理论不足、实务复杂等问题。通过对商业贿赂犯罪的涉罪、出罪与责任切割等不同理论研讨,从商业贿赂犯罪的侦查前置阶段出发,明确企业应在受正确价值观指导下,由公权机关在调查结果与过程方面提供指引,并通过可防可控的全流程措施开展反商业贿赂合规内部调查,以归纳完善企业合规内部调查的公私合作模式。Driven by the consultative judicial concept,the compliance system of Chinese cooperates is undergoing profound changes.As an important part of the cooperate compliance investigation system,the internal investigation of cooperate compliance still has some problems,such as theoretical reference,stress model,external guidance and internal construction.Through involving crime of commercial bribery crime,the crime and cutting different theoretical research,such as responsibility,starting from the investigation of the front stage of commercial bribery crime,there is need to make it clear that enterprise should be guided by the correct values and by the public power authority provision guidance with respect to the survey results and process,and through a controlled whole process of prevention measures for compliance internal investigation against commercial bribery so as to induce and improve the public-private cooperation model of cooperate compliance internal investigation.

关 键 词：企业合规内部调查 商业贿赂 侦查前置阶段 协商性司法 

分 类 号：D925.1[政治法律—诉讼法学]