政策不确定性与创新数字化——双元创新的视角  

Policy uncertainty and innovation digitization——A study from the perspective of ambidextrous innovation

作　　者：阳镇 李纪珍[1,2] 凌鸿程 Yang Zhen;Li Jizhen;Ling Hongcheng(School of Economics and Management,Tsinghua University,Beijing 100084,China;Research Center for Technological Innovation,Tsinghua University,Beijing 100084,China;Industrial Economy Research Institute,Jiangxi University of Finance and Economics,Nanchang 330013,Jiangxi,China;Center for Regulation&Competition,Jiangxi University of Finance and Economics,Nanchang 330013,Jiangxi,China)

机构地区：[1]清华大学经济管理学院,北京100084 [2]清华大学技术创新研究中心,北京100084 [3]江西财经大学产业经济研究院,江西南昌330013 [4]江西财经大学规制与竞争研究中心,江西南昌330013

出　　处：《科研管理》2022年第4期1-10,共10页Science Research Management

基　　金：国家社会科学基金重大项目:“国企混合所有制改革的实现路径选择研究”(20&ZD073,2020.12.30—2024.12.30);国家自然科学基金项目:“科技型中小企业股东人力资本、股权结构与企业成长研究”(717721033,2018.01—2021.12);北京社会科学基金重大项目:“强化国家战略科技力量研究”(21LLGLA002,2021.09.01—2023.12.30)。

摘　　要：本文以企业数字化转型为背景,以世界银行中国制造企业微观调查数据为研究样本,探究转型中国家政策不确定性对企业创新数字化的作用机制。研究结果表明:政策不确定性促进企业创新链数字化。机制检验结果表明双元创新行为(探索式与利用式)在政策不确定性与企业创新数字化之间产生部分中介作用,且边界机制检验结果表明市场非正规竞争与企业寻租会抑制政策不确定性与企业创新数字化的正向关系。经济后果检验结果表明政策不确定性通过强化创新数字化最终促进了企业创新绩效。本研究为转型中国家审视创新数字化的驱动机理提供了新的微观证据,为企业以及政府推动创新数字化提供管理与政策启示。A new interactive environment is required for organization and management of the R&D and innovation of traditional manufacturing enterprises.In the digital context,the main body of traditional innovation has gradually changed from closed to open,from opposition to cooperation,from value separation to value symbiosis and value cocreation,while the mode of enterprise innovation has gradually changed from entrepreneur-led individual innovation to user-led user innovation and open innovation.From the perspective of enterprise innovation,this paper analyzes the actual impact of each link of digital technology enabled enterprise innovation chain on enterprise innovation performance,and investigates the internal mechanism and boundary mechanism of digital enabled R&D innovation on enterprise innovation performance.The results show that:first,policy uncertainty intensifies the R&D digital transformation of enterprises,that is,the uncertain policy environment helps enterprises promote the digitization of innovation chain and reduce the transaction coordination cost in the innovation process.After considering the endogeneity,the research conclusion is still valid.Second,the test results of intermediary mechanism show that policy uncertainty helps to strengthen the adoption of two kinds of ambidextrous innovation behaviors which include exploration and exploitation,and this ambidextrous innovation behavior plays a partial intermediary role between policy uncertainty and enterprise innovation digital transformation.Third,the boundary mechanism test results show that informal competition suppresses the positive relationship between policy uncertainty and innovation digitization,that is,informal competition directly distorts the positive impact of policy uncertainty on innovation digitization in the state of formal competition.The economic consequence test results show that policy uncertainty ultimately promotes enterprise innovation performance by strengthening innovation digitization.Fourth,the results of heterogeneity analy

关 键 词：政策不确定性 研发数字化 探索性创新 利用式创新 创新绩效 

分 类 号：F273[经济管理—企业管理] F270[经济管理—国民经济]