认罪认罚案件中上诉理由正当性问题探讨  

On Legitimacy of Appeal Grounds in Cases of Pleading Guilty and Accepting Punishment

作　　者：石子友 樊京京 Shi Ziyou;Fan Jingjing(The People's Procuratorate of Guizhou Province,Guiyang 550000,China)

机构地区：[1]贵州省人民检察院,贵州贵阳550000 [2]贵州省人民检察院法律政策研究室

出　　处：《贵州警察学院学报》2022年第1期38-43,共6页Journal of Guizhou Police College

基　　金：2020年度最高人民检察院检察应用理论研究重点课题“认罪认罚案件被告人上诉问题研究”。

摘　　要：认罪认罚从宽制度背景下被告人上诉问题的特殊之处,就在于出现了一个所谓上诉理由正当性的问题,该问题根源于立法上无因上诉制度与实践中上诉应有正当理由之间的冲突。没有正当理由的上诉是指针对有效控辩合意没有正当理由反悔而提出的上诉。认罪认罚案件中被告人上诉是否属于没有正当理由的上诉,可分三步来作出判断。第一步,判断上诉是否是对于控辩合意的反悔;第二步,判断对于控辩合意的反悔上诉是否具有正当理由;第三步,排除了以上两种情况后的上诉,就可以被认为是没有正当理由的上诉。没有正当理由的上诉主要包括两类情形:一是反悔理由明显不当的上诉;二是简单地表示对定罪量刑的不认同,而没有提出新的事实或证据予以支持的上诉。The particularity of a defendant's appeal against the background of leniency for pleading guilty and accepting punishment lies in the so-called legitimacy of appeal grounds,which originated in the conflicts between the causeless appeal system in the legislation and the requirement for legitimate grounds in the practice of appeal.An appeal without legitimate grounds refers to the appeal by an appealer who attempts to repudiate the valid agreement between the prosecution and the defense despite lacking legitimate reasons.There are three steps to judge whether a defendant's appeal belongs to an appeal without legitimate reasons in a case of pleading guilty and accepting punishment:the first step is to judge whether the appeal is a repudiation of the agreement between the prosecution and the defense;the second step is to judge whether the appeal lodged due to the attempt to repudiate the agreement is legitimate;and the third step,when both of the above circumstances are excluded,an appeal can be considered as one without legitimate grounds.An appeal without legitimate grounds mainly has two kinds of situation:one is an appeal whose grounds for repudiation are obviously inappropriate;and the second is an appeal simply expressing disagreement with a conviction or sentence but lacking new facts or evidence to support the appeal.

关 键 词：认罪认罚从宽 上诉理由正当性 控辩协商 检察机关 

分 类 号：D925.2[政治法律—诉讼法学]