制度跃迁视角下知识产权审判专门化与企业创新  

Specialization of Intellectual Property Adjudication and Enterprises Innovation:Based on the Theory of Institution Qualitative Change

作　　者：李莉[1] 苏子棋 吕晨 Li Li;Su Ziqi;Lyu Chen(School of Business, Nankai University, Tianjin 300071, China;School of Economics and Management, Tianjin Chengjian University, Tianjin 300384, China)

机构地区：[1]南开大学商学院,天津300071 [2]天津城建大学经济与管理学院,天津300384

出　　处：《科技进步与对策》2022年第11期124-133,共10页Science & Technology Progress and Policy

基　　金：国家自然科学基金项目(71672087);国家自然科学基金青年项目(71802111)。

摘　　要：企业创新离不开制度支持,但现有关于制度影响企业创新的研究主要基于组织合法性理论,并以静态的制度框架为出发点。从诺思制度变迁理论视角,探讨动态的制度变迁环境如何影响企业创新,以2014年中国知识产权审判专门化改革为背景事件,构建准自然实验,研究发现:改革所建立的知识产权法院是制度变迁过程中一次典型的制度跃迁,对于企业创新绩效具有显著提升作用;在异质性检验中发现,知识产权法院的建立显著增加民营企业和高科技企业的实质性创新成果,北京知识产权法院的建立对于企业创新绩效的提升作用更显著;在机制检验中发现,知识产权法院的建立能够缓解企业融资约束,增强企业创新意愿,从而提升企业创新绩效。从诺思制度变迁理论视角解读中国从法制到法治建设的制度变迁过程及其影响,为推进国家治理体系和治理能力现代化提供参考。It is believed that enterprise innovation is inseparable from institution support.However,the existing research on institution and enterprise innovation is mainly based on the organizational legitimacy theory,by which enterprises cannot figure out the influence mechanism of the institution on enterprise innovation in the dynamic institution change environment.We attempt to introduce North's theory of institutional change,through finding the matching point between institutional demand and institutional supply to analyze the motivation and mechanism that institutional change affects enterprise innovation.In the national institutional supply,the intellectual property right protection institution is the most closely related to enterprise innovation.We find it necessary to further explore the institutional change motivation behind the reform of the intellectual property right protection institution after analyzing how intellectual property right protection affects enterprise innovation,and choose the intellectual property court as the focal point of the change of the intellectual property right protection institution.North's theory of institutional change describes that the institutional qualitative change is a sudden form of institutional change,and it is the key leap from quantitative change to qualitative change.It is difficult for institutional qualitative change to occur autonomously,and requires the combined action of greater internal and external pressures.An effective institutional qualitative change can not only effectively deal with the impact of external pressures,it should also meet the demands of internal institutional change.Intellectual property courts are fully in line with these two requirements.The specialization of intellectual property adjudication focuses on addressing institutional problems such as inconsistent standards for intellectual property adjudication and complex litigation procedures that restrict enterprise innovation.Therefore,the establishment of the intellectual property court confor

关 键 词：制度跃迁 企业创新 知识产权法院 国家治理 

分 类 号：F273.1[经济管理—企业管理]