论我国证券行政执法和解制度的适用  

On Application of Securities Administrative Law Enforcement Reconciliation System in China

作　　者：崔冬[1] 于欣 CUI Dong;YU Xin(School of Humanities and Law,Northeast Forestry University,Harbin 150040,China)

机构地区：[1]东北林业大学文法学院,哈尔滨150040

出　　处：《长春大学学报》2022年第3期65-69,共5页Journal of Changchun University

基　　金：黑龙江省哲学社会科学研究规划项目(19FXH012,18FXB009)。

摘　　要：在证券期货市场领域,基于资本市场追求高效的特性,与行政诉讼制度相比较,证券行政执法和解制度能更有效、更和平、更高效地解决行政执法纠纷,更优质地维护社会效益。自2015年《行政和解试点实施办法》试行以来,行政和解执法制度在证券领域不断实践并卓有成效,该实践证实了证券行政执法和解制度确符合我国“以人为本”的发展理念,更贴合当代社会强监管背景的蕴含之意。In the field of securities and futures market, based on the characteristics of pursuing efficiency of capital market, compared with administrative litigation system, securities administrative law enforcement reconciliation system can solve administrative law enforcement disputes more peacefully and efficiently, and maintain social benefits better. Since the implementation of Administrative Reconciliation Pilot Measures in 2015, the administrative reconciliation law enforcement system has been continuously practiced in the field of securities and some achievements has been got, which proves that the system conforms to the development concept of “people-orientation” in China, and it is in line with the implication of the strong regulatory background in contemporary society.

关 键 词：行政和解 高盛案 证券监管制度 

分 类 号：D63[政治法律—政治学]