混合所有制改革能有效化解国有企业产能过剩吗  

CAN THE MIXED OWNERSHIP REFORM EFFECTIVELY RESOLVE THE OVERCAPACITY OF SOES

作　　者：白雪洁[1] 张哲 BAI Xuejie;ZHANG Zhe(College of Economic and Social Development,Nankai University;School of Economics,Nankai University)

机构地区：[1]南开大学经济与社会发展研究院 [2]南开大学经济学院,300000

出　　处：《经济理论与经济管理》2022年第9期21-37,共17页Economic Theory and Business Management

基　　金：国家社科基金重大项目“大国经济条件下构建自主可控的现代产业体系重大问题研究”(21&ZD099)的资助。

摘　　要：在深化国有企业混合所有制改革的政策背景下,相比于采用正向逻辑来研究国有企业与其他所有制企业产能过剩的成因与化解机制异同,本文通过逆向逻辑构造反事实因果推断,即国有企业经过混合所有制改革身份属性发生变更后产能过剩能否得到化解,来探究国有企业产能过剩的制度性成因。在实证分析中,本文通过PSM—多期DID方法识别了国有企业混合所有制改革对于其产能利用率的政策影响,分析了不同市场结构下国有企业规模对产能利用率影响的非线性关系,明晰了国有企业混合所有制改革化解产能过剩的作用途径,探究了产能过剩的制度性根源与衍生因素之间的传递效应。Under the policy background of deepening the mixed ownership reform of SOEs, comparing with other studies using positive logic to study the similarities and differences in the causes and resolution mechanisms of overcapacity between SOEs and other ownership enterprises, this article constructs counterfactual causal inferences through reverse logic to explore the institutional causes of the overcapacity of SOEs.That is, can the overcapacity be resolved when the status of the SOEs changes after the mixed ownership reform? In the empirical analysis, this paper firstly uses the method of PSM and multi-period DID to identify the policy impact.Secondly, this paper analyzes the differences of the impact of SOEs scale on its capacity utilization rate under different market structures, and illustrates the ways that the mixed ownership reform of SOEs resolves overcapacity.Lastly, this paper explores the transmission effect between the institutional roots and derivative factors of overcapacity.

关 键 词：混合所有制改革 产能过剩 倒U型曲线 政策性负担 预算软约束 

分 类 号：F276.1[经济管理—企业管理] F271[经济管理—国民经济]