企业绿色技术创新升级及政府价格型规制的调节作用  

The regulating effect of government price regulation on green technology innovation upgrading of enterprises

作　　者：汪明月 李颖明 Wang Mingyue;Li Yingming(Institutes of Science and Development,Chinese Academy of Sciences,Beijing 100190,China;School of Public Policy and Management,University of Chinese Academy of Sciences,Beijing 100049,China)

机构地区：[1]中国科学院科技战略咨询研究院,北京100190 [2]中国科学院大学公共政策与管理学院,北京100049

出　　处：《科研管理》2022年第10期71-80,共10页Science Research Management

基　　金：国家自然科学基金项目(72204247);国家社会科学基金重大专项(19VMG040);科技部发展改革专项:“构建市场导向的绿色技术创新体系重大问题研究”。

摘　　要：企业绿色技术创新是促进经济发展同环境污染尽早“脱钩”的有效措施,也是全面可持续发展目标实现的重要动力。企业不同类型绿色技术创新之间并非完全独立,处于不断升级的过程。本文借助642家工业企业调研数据对政府价格规制与企业绿色技术创新升级的关系展开实证研究,试图回答清楚在企业绿色技术创新动态演进过程中,政府价格型规制的作用节点和效果。实证研究结果表明:企业绿色技术创新升级路径是显著存在的,绿色工艺创新是中介变量,且间接路径所占的比重要大于直接路径。政府价格规制对企业绿色技术创新升级存在正向的调节作用,但是调节的作用节点仅存在于绿色工艺创新向绿色产品升级的过程中,且政府价格规制对绿色工艺创新与绿色产品创新关系的调节作用具有边界性。上述研究对于深入理解如何构建市场导向的绿色技术创新体系具有指导意义,也为提升环境治理能力贡献理论支撑。To build a beautiful China, a transfer from pursuing the speed of development to the quality of development is needed, and at the same time, we have to realize greenization of the existing production and lifestyle. The construction of market-oriented green technology innovation system proposed in the report of the 19th CPC National Congress is the research background of this paper and also the endogenous driving force to achieve high-quality development. On one hand, the mismatch between the cost and benefit of green technology innovation will reduce the enthusiasm of R&D investment of enterprises and lead to market failure. On the other hand, the allocation efficiency of high innovation elements in government′s market-oriented regulation brings superiority of promoting enterprises′ green technological innovation. In the past management practices in China, most of the green technologies were limited to the environment(ecology) friendly technology, which corresponds to the adoption of administrative orders and environmental regulations to drive enterprise technological innovation. In terms of theoretical research, domestic and foreign scholars have analyzed the connotation of green technological innovation, the factors affecting green technological innovation and the performance of green technological innovation from different perspectives by means of qualitative and quantitative methods. However, there is a close relationship between green process innovation and green product innovation. Previous management practices and theoretical studies have not fully analyzed the inherent mechanism of enterprises′ green technology innovation driven by government′s market regulation;have not deeply explored the impact of government′s market regulation on heterogeneous of green technology innovation and its performance;have not fully identified the transmission path from enterprises′ green technology innovation to economic performance;and have not systematically studied the effectiveness of government′s market re

关 键 词：价格型规制 绿色技术创新 创新升级 中介调节模型 

分 类 号：F272.3[经济管理—企业管理] F276.3[经济管理—国民经济]