上市公司健康指数构建研究——基于生命系统理论视角  

Research on the Construction of Health Index of Listed Companies:from the Perspective of Living System Theory

作　　者：程凤朝 梁相 朱往立 Cheng Fengchao;Liang Xiang;Zhu Wangli

机构地区：[1]中关村国睿金融与产业发展研究会,北京100044 [2]浙江核新同花顺网络信息股份有限公司,浙江杭州310023

出　　处：《证券市场导报》2023年第2期3-13,共11页Securities Market Herald

摘　　要：2019―2021年连续三年中央经济工作会议都提出要提高上市公司质量,国务院也于2020年10月印发《关于进一步提高上市公司质量的意见》。由此可见,注册制改革背景下提高上市公司质量在国家层面备受重视。提高上市公司质量的首要环节是评价上市公司质量,这既是学术界亟需探索解决的理论问题,也是资本市场参与主体的现实需求。本文以仿生管理学为视角,在生命系统理论揭示组织系统构成和组织运作机理的基础上,总结提炼上市公司质量的综合评价体系,进而构建上市公司健康指数。本文为如何量化评价上市公司质量提供了理论借鉴,同时对监管部门推进分类监管、护航资本市场健康发展具有一定的现实意义。The Central Economic Work Conference proposed to improve the quality of listed companies in three consecutive years from 2019 to 2021.The State Council also issued The Opinions on Further Improving the Quality of Listed Companies in October 2020.It can be seen that improving the quality of listed companies in the context of the reform of the registration-based system is highly valued at the national level.The primary step to improve the quality of listed companies is to evaluate it.This is not only a theoretical problem that urgently needs to be explored and solved by the academic community,but also the actual needs of the participants in the capital market.From the perspective of biomimetic management,on the basis of the life system theory revealing the composition and operation mechanism of the organization system,this paper summarizes and refines the comprehensive evaluation system of the quality of listed companies,and then constructs the health index of listed companies.This paper provides theoretical reference for the study of how to quantitatively evaluate the quality of listed companies,and has certain practical significance for the regulatory departments to promote classified supervision and escort the healthy development of the capital market.

关 键 词：上市公司 健康指数 生命系统理论 质量评价 

分 类 号：F270.7[经济管理—企业管理]