机构地区:[1]对外经济贸易大学国际商学院,北京100029
出 处:《经济管理》2023年第3期63-86,共24页Business and Management Journal ( BMJ )
基 金:国家自然科学基金面上项目“数字化转型背景下中国企业的开放式创新网络:过程模式、影响机制与平衡效应”(72172035);教育部人文社会科学研究规划基金项目“中国企业的开放式创新研究:边界依赖、技术环境变迁与技术战略”(20YJA630080);对外经济贸易大学研究生科研创新项目“中国企业双向开放式创新网络的耦合效应与双元创新能力:基于数字化背景的研究”(202212)。
摘 要:生存是企业发展的基础,也是企业盈利的前提,支撑企业存续和不断成长的根本动力来自于自主创新和企业自身的资源禀赋。本文使用2008年国家统计局“40城市制造业企业跟踪调查问卷”数据,并匹配了截至2021年底各样本企业的存续情况,形成了一套跨13年期的企业存续断点追踪数据,检验了企业自主创新意愿、核心能力、行业创新环境与企业存续之间的作用机制。结果表明:第一,将企业自主创新意愿分为技术创新战略及知识产权保护两种类型,技术创新战略与企业存续存在显著的正相关关系,知识产权保护与企业存续存在显著的倒U型关系;第二,企业核心能力与企业存续存在显著的正相关关系,不同类型的企业核心能力对于企业存续作用的效果和强度存在差异,其中研究开发能力、吸收能力和创新投入能力均与企业存续存在显著的正相关关系,且创新投入能力对企业存续的影响最大也最明显,而创新管理能力对企业存续的作用不明显;第三,行业创新环境在企业自主创新意愿、企业核心能力和企业存续之间起到异质性调节作用;第四,技术密集型制造企业相比于非技术密集型企业来说,受知识产权保护主动性的影响较大,而受技术创新战略主动性影响较小。研究结论对构建“企业-行业”跨层次、企业内外部资源相结合、企业主客观因素相交织的企业存续研究模型进行了理论探索,也对中国制造企业如何更好提升市场竞争力从而延长存续时限有一定的指导意义。Survival is the foundation of firm development and the premise of firm profitability.The fundamental driving force that supports the survival and continuous growth of a firm comes from independent innovation and the firm's own resource endowment.This article uses the 2008 National Bureau of Statistics“40 Cities Manufacturing Enterprise Tracking Questionnaire”data,and matches the existence of each sample enterprise by the end of 2021,as a basis for forming a set of enterprise existence breakpoint tracking across a 13-year period.The data examines the mechanism of action among firm innovativeness,core competencies,industry innovation environment and firm survival.The major findings are as follows.First,this paper divides the firm innovativeness into two types:technological innovation strategy and intellectual property protection.There is a significant positive correlation between technological innovation strategy and firm survival,and there is a significant inverted U-shaped relationship between intellectual property protection and firm survival.Second,there is a significant positive correlation between firm core capabilities and firm survival.Specifically,this paper divides the firm core capabilities into research and development capabilities,innovation management capabilities,learning capabilities and innovation investment capabilities.Among them,research and development capabilities,absorptive capabilities,and innovation investment capabilities have significant positive correlations with firm survival.Third,the industry innovation environment plays a heterogeneous moderating role among the firm innovativeness,the firm core capabilities and the firm survival.This paper divides the industry innovation environment into industry technology environment,industry policy environment and industry competition environment.Fourth,subdivide manufacturing firms into technology-intensive and non-technology-intensive ones.Compared with non-technology-intensive firms,technology-intensive manufacturing firms are more affected
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