市场型政策工具下的绿色创新效果研究——基于政府绿色采购清单的视角  

Research on the Effect of Green Innovation under Market-based PolicyTools : From the Perspective of the Government's Green Procurement List

作　　者：游家兴[1] 吕可夫 于明洋 YOU Jia-xing;LV Ke-fu;YU Ming-yang(School of Management,Xiamen Univ ersity,Xiamen,Fujian,361005,China)

机构地区：[1]厦门大学管理学院,福建厦门361005

出　　处：《经济管理》2023年第3期148-169,共22页Business and Management Journal ( BMJ )

基　　金：国家自然科学基金重大项目“中国制度和文化背景下公司财务政策的理论与实践研究”(71790601);国家自然科学基金面上项目“大数据驱动的税收征管与非上市公司财务行为——基于金税三期工程的准自然实验”(72272125)。

摘　　要：绿色创新具有显著的环境正向外部性特征,能够积极推动经济社会高质量发展。然而,现实中如何有效解决公司绿色创新动力不足的问题始终是一大挑战,决策制定者面临着刚性的命令型政策和柔性的市场型政策两种手段的权衡与取舍。本文以作为市场型政策典型工具的政府绿色采购为切入点,通过手工收集中国政府采购网站公布的“环境标志产品政府采购清单”和“节能产品政府采购清单”等,从绿色创新角度探究市场型政策工具的实际效果。实证研究发现,当公司进入政府绿色采购清单后,其绿色创新水平有了非常显著的提升。机制分析发现,进入政府绿色采购清单有助于公司缓解融资约束,并且激励公司关注环境问题、加大环保投入。异质性分析发现,当公司当年获得政府采购合同金额越多、获得政府环境补贴越多,以及关于该公司的绿色新闻报道越多、公司所在地政府对环境关注度越高时,市场型政策工具的绿色创新效果越好。拓展性检验发现,进入政府绿色采购清单还具有积极的溢出效应,能够促进同行业以及同城市其他公司的绿色创新。本文的研究结果为理解市场型政策工具的绿色创新效果提供了重要的微观经验证据,为如何激发公司绿色创新提供了理论支撑和对策建议。In this paper,government green procurement,a typical tool of market-based policies,is taken as the entry point,and government procurement list of environmental labeling products'and'government procurement list of energy-saving products'published by Chinese Government Procurement Websites are manually collected to explore the actual effects of market-based policy tools from the perspective of green innovation.The empirical study finds that when the company entered the government green procurement list,its green innovation behavior had a very significant improvement.Mechanism analysis shows that entering the government green procurement list can help companies ease financing constraints,and encourage companies to pay attention to environmental issues and increase environmental investment.The heterogeneity analysis finds that the more government procurement contracts the company received,the more environmental subsidies the company received,the more green news reports about the company and the more environmental concerns the local government had,the stronger the green innovation effect of government green procurement was.The expansion test finds that entering the government's green procurement list also has a positive spillover effect,which can promote green innovation of other companies in the same industry and in the same city.On the basis of the existing literature,the possible contribution of this article is mainly in the following two aspects:First,the research conclusion of this article enriches the relevant literature of Chinese government green procurement policy.From the perspective of corporate green innovation,this paper examines the response of listed companies to entering the government green procurement list,links the government macro policy with the micro corporate decision,and provides a new perspective and key evidence for the relevant research on government green procurement policy and the effectiveness of market-based policy tools.Secondly,this paper expands the research on the influencing factors

关 键 词：政府绿色采购 绿色创新 环境标志产品 节能产品 

分 类 号：F275[经济管理—企业管理]