“双碳”目标下的次生金融风险:诱因、路径与化解  

Secondary Financial Risks Uder the"Double Carbon"Strategy:Antecedents,Paths,and Solutions

作　　者：索建鑫 陈琳[2] 牛瑞阳 张希雅 SUO Jianxi:;CHEN Lin;NIU Ruiyang;ZHANG Xiya(MBA center,Nanjing University of Finance and Economics;School of Management,Northwestern Polytechnical University)

机构地区：[1]南京财经大学MBA教育中心 [2]西北工业大学管理学院

出　　处：《金融市场研究》2023年第5期109-118,共10页Financial Market Research

基　　金：国家自然科学基金(71901171);教育部人文社科基金(18YJA790064);陕西省软科学研究计划项目(2019KRM067,2023-CX-RKX-033);陕西省社会科学基金(2022R024,2022R033);西北工业大学博士学位论文创新基金(CX2021094,SOMBC202201);陕西省留学人员科技活动择优资助(No.27)。

摘　　要：“双碳”战略的制定引发了社会的系统性变革,然而这一系列变革,离不开金融的支持,金融支持已经成为“双碳”发展的重要引擎。十九届六中全会提出要“坚持金融为实体经济服务,全面加强金融监管、防范化解经济金融风险”。在此背景下,防范化解“双碳”战略引发的金融风险,既要着力于金融机构自身业务风险,更要关注伴随企业绿色发展而产生的次生金融风险。由此,本研究聚焦于“双碳”目标下的次生金融风险,对其特征及诱因进行分析,剖析金融风险的形成机理,探究风险的衡量方式和传导路径,从政府、企业和金融机构多角度出发提出风险化解策略,为“双碳”战略的顺利实施建言献策。The strategy of reaching peak carbon and carbon neutrality,also referred to as a"double carbon"strategy,has triggered systematic societal changes.These changes should be supported by the financial system.The Sixth Plenary Session of the 19th Central Committee proposed"adhering to financial services for the economy,comprehensively strengthening financial supervision,(and)preventing and resolving economic and financial risks."In this context,the prevention and resolution of financial risks arising from the"double carbon"strategy should focus not only on the business risks of financial institutions but also the secondary financial risks arising from the green development undertaken by enterprises.This research focuses on secondary financial risks,analyzing their characteristics and causes.Moreover,this research also explores the measurement and transmission of secondary financial risks and proposes risk mitigation strategies from the perspectives of government,enterprises,and financial institutions.The study also offers some suggestions for implementing the"double carbon"strategy.

关 键 词：“双碳”目标 次生金融风险 风险诱因 传导路径 风险化解 

分 类 号：F832[经济管理—金融学] X196[环境科学与工程—环境科学]