双向碳减排成本分担下资金约束供应链契约协调研究  

Research on Contract Coordination of the Capital-Constrained Supply Chain Considering Two-Way Cost-Sharing Contract

作　　者：史金召 焦文歆 杜强[1] 黎建强[2] SHI Jinzhao;JIAO Wenxin;DU Qiangl;LI Jianqiang(School of Economics and Management,Chang'an University,Xi'an 710064;International Business School,Shaanxi Normal University,Xi'an 710062)

机构地区：[1]长安大学经济与管理学院,西安710064 [2]陕西师范大学国际商学院,西安710062

出　　处：《系统科学与数学》2023年第5期1225-1241,共17页Journal of Systems Science and Mathematical Sciences

基　　金：国家自然科学基金项目(72202021);中国博士后科学基金面上项目(2019M663605);教育部人文社会科学研究青年基金项目(20YJC790115);长安大学中央高校基本科研业务费专项资金(300102231674,300102233606)资助课题。

摘　　要：国家“双碳”目标对供应链协同减排提出新要求.文章考虑由单一供应商和单一受资金约束制造商构成的低碳供应链,双方通过“双向碳减排成本分担”机制进行协同减排,制造商通过竞争性银行信贷市场获取生产、碳减排及购买不足碳配额所需的运营资金.在求解供应商、制造商、银行在内的参与方博弈均衡策略基础上,探究了以“双向碳减排成本分担合约”为基础的资金约束型低碳供应链多契约协调问题.研究发现:批发价格、双向碳减排成本分担、收入分享契约的组合可实现低碳供应链协调和帕累托优化,而当考虑碳交易市场情形时,还需额外引入碳交易成本分担契约类型.相关研究结果可为“双碳”目标下企业的集成运营、碳减排和融资决策,及供应链主体间协同减排等提供理论指导.The "carbon peaking and neutrality" goal of the Chinese government puts forward new requirements for the coordinated emission reductions in supply chains.This paper considers a low-carbon supply chain consisting of a single supplier and a single capital-constrained manufacturer.The two parties apply a "twoway cost-sharing" mechanism on carbon abatement to make joint emission reduction.Specifically,the capital-constrained manufacturer raises money from a competitivelypriced bank to accomplish production,carbon abatement and even insufficient carbon emission permits procurement.On the basis of solving the equilibrium strategies of the participants including the supplier,the manufacturer and the bank,this paper explores the multi-contract coordination of the capital-constrained low-carbon supply chain based on the "two-way cost-sharing" contract.It is found that the combination of the wholesale price,the two-way carbon-abatement cost-sharing and the revenue-sharing contracts can achieve coordination and Pareto improvement of the low-carbon supply chain.When considering the carbon trading market,an additional carbon trading cost-sharing contract needs to be further included for achieving the coordination.The relevant results can provide theoretical guidance for enterprises' integrated decisions on operations,carbon abatement,as well as for joint emission reductions among supply chain members.

关 键 词：双向碳减排成本分担 资金约束 供应链协调 帕累托优化 

分 类 号：X322[环境科学与工程—环境工程] F275[经济管理—企业管理] F274[经济管理—国民经济]