预防环境风险作为企业环境合规制度目的的可行性研究  

Preventing Environmental Risks as the Purpose of Corporate Environmental Compliance System:a Feasibility Research

作　　者：李晓慧[1] LI Xiaohui(Peking University Law School,Beijing 100871,China)

机构地区：[1]北京大学法学院,北京100871

出　　处：《环境影响评价》2023年第4期40-45,共6页Environmental Impact Assessment

摘　　要：目前,企业环境合规制度以预防环境刑事风险为目的,而无法有效预防其他类型环境风险(环境民事风险、环境行政风险)。本文从现代环境治理体系的要求、环境风险的特征、企业可持续发展理念的角度出发,论证了企业环境合规制度超越刑事激励的必要性。同时,通过分析得出,企业环境合规组成要素不排斥将预防其他类型环境风险作为目的,从而论证企业环境合规制度的目的转变为预防环境风险,具有可行性。预防环境风险在企业环境合规中的表达方式(包括引入方式和规定方式),以企业形成合规文化、企业文化为分水岭而有所差异。The corporate environmental compliance system,aiming at preventing environmental criminal risk,is powerless to prevent other types of environmental risk(including environmental civil risks and environmental administrative risks).From the perspective of modern environmental governance system formulating,the characteristics of environmental risks,and corporate sustainable development,the necessity of corporate environmental compliance system beyond criminal incentives is demonstrated.In addition,the feasibility is also proved based on the analysis that the compositions of corporate environmental compliance do not exclude the purpose of preventing other types of environmental risks.Lastly,how to introducing and prescribing"preventing environmental risks of all kinds"into corporate environmental compliance system,depends on the maturity degree of compliance culture.

关 键 词：环境风险 企业环境合规 刑事激励 

分 类 号：X197[环境科学与工程—环境科学]