基于企业刑事合规制度源流和实质对我国刑事立法修改的展望  

The Prospect of Criminal Legislation Amendment in China Based on the Origin and Essence of the Criminal Compliance System of Enterprises

作　　者：牛忠志 王森 Niu Zhongzhi;Wang Sen(Law School of Hebei University,Baoding Hebei 071002)

机构地区：[1]河北大学法学院,河北保定071002

出　　处：《警学研究》2023年第4期83-93,共11页Police Science Research

基　　金：“贯彻落实习近平刑事法治思想,推进新阶段国家刑事法治建设”的部分内容;2022年度河北省高等学校科学研究重点项目“习近平法治思想的刑事向度及其实践贯彻研究”(SD2022073);国家社科后期资助项目“德日法益说的‘四维改良’及实践贯彻研究”(21FFXB001)的阶段性研究成果。

摘　　要：2023年3月起,由最高人民检察院主导推进的企业合规刑事激励试点目前进入了关键时期,突出的问题是试点工作面临着刑事制度供给不足的难题。鉴于企业合规制度滥觞于西方,故以美国的制度为线索梳理和分析该制度的历史嬗变和主要内容,展示了从企业合规制度发展而来的企业刑事合规之独立地位和价值。由于中美两国的法律结构存在差异,我国的刑事合规激励制度必须建立在自己的实体法和程序法之上,从我国刑法和刑事诉讼法两个维度提出了相应的立法修改建议。Since March 2023,the criminal incentive pilot of enterprise compliance led by the Supreme People's Procuratorate has entered a critical period,and the shortage of criminal system supply is a difficult problem.The enterprise compliance system is indiscriminate in the West,so the United States'system is used as a clue to sort out and analyze the historical transmutation and main content of the system,showing the independent status and value of enterprise criminal compliance developed from the enterprise compliance system.Due to the differences in the legal structures of China and the United States,China's criminal compliance incentive system must be based on its own substantive and procedural laws,and corresponding legislative amendments are proposed from the two dimensions of China's criminal law and criminal procedure law.

关 键 词：企业合规 企业刑事合规 单位犯罪 双层次的犯罪成立条件 当事人主义的诉讼模式 

分 类 号：D925.2[政治法律—诉讼法学]