产学研联盟组合对科技中小企业成长的影响机制研究  

Influence of Industry‐university‐research Alliance Portfolios on Growth of Technology‐based SMEs

作　　者：张羽飞 原长弘[2] 张树满 Zhang Yufei;Yuan Changhong;Zhang Shuman(School of Administration Management,Hebei University of Economics and Business,Shijiazhuang 050061,China;School of Management,Xi’an Jiaotong University,Xi’an 710049,China;School of Administration Management,Zhejiang Gongshang University,Hangzhou 310018,China)

机构地区：[1]河北经贸大学工商管理学院,石家庄050061 [2]西安交通大学管理学院,西安710049 [3]浙江工商大学工商管理学院,杭州310018

出　　处：《技术经济》2023年第9期53-66,共14页Journal of Technology Economics

基　　金：国家自然科学基金面上项目“制造业领军企业产学研深度融合突破关键核心技术的路径、模式与作用机理研究”(72072142);河北经贸大学科学研究与发展计划项目“新发展阶段下产学研深度融合的模式、机制与政策研究”(2023QN01)。

摘　　要：当前,在产学研深度融合战略要求之下,越来越多科技中小企业同时参与多个产学研联盟,形成了不同范围广度及不同交互深度的产学研联盟组合,以同时获取外部互补性资源并实现高质量快速成长。基于150家创业板制造业上市企业数据,构建了“产学研联盟组合‐技术创新能力‐企业成长”的研究框架,探讨了产学研联盟组合广度及深度对科技中小企业成长的影响路径,以及中国独特外部正式与非正式制度环境的调节作用。结果表明:①产学研联盟组合广度正向影响科技中小企业成长,而深度负向影响科技中小企业成长;②产学研联盟组合广度正向影响科技中小企业技术创新能力,而深度负向影响科技中小企业技术创新能力;③技术创新能力在产学研联盟组合广度及深度与科技中小企业成长的关系中均起到了部分中介效应;④正式制度发展水平削弱了产学研联盟组合广度对科技中小企业成长的正向影响,且削弱了产学研联盟组合深度对科技中小企业成长的负向影响;⑤社会信任水平加强了产学研联盟组合广度对科技中小企业成长的正向影响,而削弱了产学研联盟组合深度对科技中小企业成长的负向影响。研究结论拓展了联盟组合、产学研合作及制度理论的相关研究,并为推动科技中小企业产学研深度融合发展的实践提供了一定启示。Nowadays,following the requirement of industry‐university‐research(IUR)deep integration,more and more technology‐based SMEs have simultaneously participated in multiple IUR alliances and formed IUR alliance portfolios(IURAP)with different interaction breadth and depth in order to obtain external complementary resources and achieve high‐quality rapid firm growth.An“IUR alliance portfolio‐innovation ability‐firm growth”research framework was built,and data of 150 listed manufacturing firms on China’s GEM Board was used to explore the internal mechanism of IURAP breadth and depth on growth of technology‐based SMEs as well as the moderating roles of China’s unique formal and informal institutional environments.Results show that IURAP breadth positively affects growth of technology‐based SMEs,while IURAP depth negatively affects growth of technology‐based SMEs.IURAP breadth positively affects innovation capability of technology‐based SMEs,while IURAP depth negatively affects innovation capability of technology‐based SMEs.Innovation capability plays partial mediation effects between IURAP breadth and depth and growth of technology‐based SMEs.Formal institution development level weakens the positive impact between IURAP breadth and growth of technology‐based SMEs,and weakens the negative impact between IURAP depth and growth of technology‐based SMEs.Social trust level strengthens the positive impact between IURAP breadth and growth of technology‐based SMEs,but weakens the negative impact between IURAP depth and growth of technology‐based SMEs.Conclusions expand research on alliance portfolios,university‐industry collaboration,and institution theory,providing practice enlightenments for implementing IUR deep integration strategy in Chinese technology‐based SMEs.

关 键 词：产学研联盟组合 技术创新能力 科技中小企业成长 正式制度发展水平 社会信任水平 

分 类 号：F272.3[经济管理—企业管理]