风险投资参与大学科技创新的二次孵化机制研究  

Secondary incubation mechanism of venture capital participation in university scientific and technological innovation:A qualitative research based on grounded theory

作　　者：郭庆磊[1] 邱国栋[1] GUO Qinglei;QIU Guodong(School of Business Administration,Dongbei University of Finance&Economics,Dalian 116025,China)

机构地区：[1]东北财经大学工商管理学院,辽宁大连116025

出　　处：《中国软科学》2023年第8期20-30,共11页China Soft Science

基　　金：国家社会科学基金重大项目“创新驱动战略背景下风投规制化与系统环境构建研究”(19ZDA099)。

摘　　要：党的二十大报告指出要“完善科技创新体系”“加快实施创新驱动发展战略”,大学作为科技创新的重要源泉,当前却因科技成果与风险资本之间分离,陷入科技成果转化率低的“窘境”。对此,首先通过理论推演提出,风险投资参与大学科技创新的二次孵化概念模型。其次,运用扎根理论研究方法,以我国高校中科技创新水平最高的清华大学为例,探索风险投资“如何嵌入”到“如何提升”大学科技创新的二次孵化机制“黑箱”。再次,通过三级编码程序,提炼出“科技成果转化初始特征”“‘制度化+平台化’组织策略”“风投参与模式”“赋能机制”“科技创新机制升级”5个范畴以及范畴之间的逻辑关系,并由此构建了风险投资参与大学科技创新的二次孵化机制模型和理论。最后,深化对我国科技创新体制机制的认识,从系统视角改进大学组织治理机制和风险投资参与机制,促进我国科技创新和资本要素融合的高质量发展。“Improve the scientific and technological innovation system” and “accelerate the implementation of the innovation-driven development strategy” is emphasized in the report of 20~(th) CPC National Congress.Because of the separation of scientific and technological achievements and venture capital,universities are caught in the “dilemma” of low rate of scientific and technological achievements.Through theoretical deduction,a secondary incubation mechanism for venture capital to participate in university technological innovation were proposed.Further,using Grounded theory,this paper takes Tsinghua University as an example,to explore the “black-box” of university scientific and technological innovation.Through the three-level coding procedure,five categories and the logical relationship between them were extracted,and thus the secondary incubation mechanism model and theory were constructed.Based on this,this paper deepens the understanding of the system and mechanism of scientific and technological innovation,which will help promote the high-quality development of technological innovation and the integration of capital elements.

关 键 词：大学科技创新 风险投资 科技成果转化 二次孵化 扎根理论 

分 类 号：F204[经济管理—国民经济]