一种兼顾效率与效果的决策单元投入产出绩效评价方法  

An Evaluation Method of Input-output Performance of Decision Making Units Considering Efficiency and Effect

作　　者：王晓磊 木仁 周黎 董进全 WANG Xiao-lei;MU Ren;ZHOU Li;DONG Jin-quan(School of Economics And Management,Inner Mongolia University of Technology,Hohhot 010051,China;School of Management Science and Information Engineering,Jilin University of Finance and Economics,Changchun 130117,China)

机构地区：[1]内蒙古工业大学经济管理学院,内蒙古呼和浩特010051 [2]吉林财经大学管理科学与信息工程学院,吉林长春130117

出　　处：《中国管理科学》2023年第10期128-135,共8页Chinese Journal of Management Science

基　　金：国家自然科学基金资助项目(71961026,71663040);内蒙古自然科学基金资助项目(2019MS07001)。

摘　　要：在对效率与绩效概念进行甄别的基础上,给出了一种兼顾效率与效果的决策单元投入产出绩效评价方法。有别于决策单元的技术效率评价,该方法一并考虑了决策单元的前沿技术实现与投入产出目的达成。在将决策单元投入产出绩效的影响因素归纳为技术因素、投入配置因素和投入规模因素的基础上,分别构建了决策单元的绩效型综合效率模型、绩效型技术效率模型和绩效型投入配置效率模型。这些模型的解给出了决策单元的投入产出绩效值、决策单元投入产出绩效形成过程中各种影响因素的贡献以及决策单元基于不同影响因素的绩效改进目标,从而为决策单元在现实环境约束下进行绩效提升途径选择提供了较为充分的信息。On the basis of distinguishing the concepts of efficiency and performance,an input-output performance evaluation method is proposed that can reflect both input-output efficiency and the input-output effectiveness of decision-making unit(DMU).Unlike the technical efficiency evaluation of DMUs,this method considers both the implementation of frontier technology and the achievement of the input-output goals of DMUs.On the basis of categorizing the influencing factors of input-output performance into technical factor,input allocation factor,and input scale factor,a performance-based comprehensive efficiency model,a performance-based technical efficiency model,and a performance-based input allocation efficiency model for DMUs are constructed.The solutions of these models provide the input-output performance values of the DMU,the contributions of various influencing factors in the formation process of the input-output performance of the DMU,and the performance improvement goals of the DMU based on different influencing factors,thus providing sufficient information for the DMU to choose performance improvement paths under the constraints of the actual environment.

关 键 词：数据包络分析(DEA) 投入产出绩效 公共权重 绩效提升 影响因素 

分 类 号：N94[自然科学总论—系统科学] C931[经济管理—管理学]