科技打压背景下冗余资源与研发创新关系研究  

Research on the relationship between slack resources and R&D innovation in the context of science and technology crackdown

作　　者：卢正文 张宇杰 Lu Zhengwen;Zhang Yujie(School of Economics and Management,Shanghai Institute of Technology,Shanghai 200235,China)

机构地区：[1]上海应用技术大学经济与管理学院,上海200235

出　　处：《科研管理》2023年第11期41-51,共11页Science Research Management

摘　　要：冗余资源对研发创新有重要的促进作用,但企业所处的情境差异会影响不同冗余资源效用的发挥。本文以2015—2020年2799家中国高新技术企业为研究样本,采用Poisson回归的估计方法,实证探究了美对华科技打压背景下冗余资源与研发创新之间的关系变化以及不同冗余资源联合配置对研发创新的交互影响,在此基础上,进一步分析了公司治理水平对二者关系的调节效应。研究发现:在科技打压背景下,财务冗余对研发创新影响效用减弱,而人力资源冗余对研发创新的正向效用显著增强;财务冗余和人力资源冗余的联合配置能显著提升研发创新水平;公司治理水平会负向调节财务冗余和人力资源冗余对研发创新的影响程度。研究结论在拓展冗余资源情境研究,深化冗余资源与研发创新关系认知和开辟冗余资源战略协同研究等方面具有一定贡献,同时也为新形势下高新技术企业推进研发创新实践提供了重要理论支撑。During the period from 2015 to 2020,the number of High and New Technology Enterprises(HNTE)in China witnessed rapid growth,increasing from over 100,000 to nearly 270,000.HNTE have emerged as the main driving force and vanguard of innovation and development in China.However,it is undeniable that China′s HNTE still face the problems of late development,poor independent ability and high dependence on foreign countries.In recent years,in order to curb the development of key technologies in China,the United States launched a crackdown on China′s science and technology,cut off the supply of chips to China enterprises,and plunged enterprises into a crisis of"core shortage".Not only chips,but also high-end medical and biotechnology industries have become focal points of the U.S.′s science and technology crackdown against China.Technological blockade has hindered HNTE′s access to technological progress from external sources,forcing them to continuously enhance their research and development(R&D)innovation levels.However,continuous R&D innovation needs to consume enterprise resources.Where do the resources come from?As a significant resource type for enterprises,slack resources play a critical role in facilitating R&D innovation.However,at present,the academic research has not reached a consensus regarding the impact of slack resources on R&D innovation.Hence,this study selects the background of the U.S.′s science and technology crackdown against China to further explore and deepen the understanding of the determinants of the effectiveness of slack resources.This study used a sample of 2,799 HNTE in China from 2015 to 2020 and utilized the panel Poisson regression estimation method to empirically examine the changing relationship between slack resources and R&D innovation under the background of the America′s science and technology crackdown against China.Moreover,this study investigated the interactive impact of different combinations of slack resources on R&D innovation.Furthermore,this study explored the mod

关 键 词：科技打压 财务冗余 人力资源冗余 研发创新 

分 类 号：F273.1[经济管理—企业管理] F276.6[经济管理—国民经济]