关键共性技术攻关产学研联盟实现突破性创新的机制研究  

Research on mechanisms for achieving radical innovation in industry-university-research alliance for key common technologies

作　　者：施锦诚 朱凌[2] 梅景瑶 Shi Jincheng;Zhu Ling;Mei Jingyao(Shanghai Artificial Intelligence Laboratory,Shanghai 200232,China;Institute of China′s Science,Technology and Education Policy,Zhejiang University,Hangzhou 310058,Zhejiang,China;School of Management,Zhejiang University of Technology,Hangzhou 310023,Zhejiang,China)

机构地区：[1]上海人工智能实验室,上海200232 [2]浙江大学中国科教战略研究院,浙江杭州310058 [3]浙江工业大学管理学院,浙江杭州310023

出　　处：《科研管理》2023年第12期104-114,共11页Science Research Management

基　　金：国家自然科学基金面上项目:“自组织情境中制造业技术网络机会窗口的涌现:破解中国制造的路径依赖”(7177030261,2018-2021);国家自然科学基金青年基金项目:“数字平台的技术架构设计、治理机制与互补者创新研究”(72002200,2021-2023);浙江省自然科学基金探索项目:“数字平台生态系统的治理机制及其对互补者创新的影响机理研究”(LQ21G020005,2021-2023);中国博士后科学基金面上项目:“技术创新生态视角下人工智能安全发展评测模型构建与预警策略研究”(2022M721742,2022-2024)。

摘　　要：产学研联盟是实现突破性创新的重要组织形式,鲜有研究关注关键共性技术攻关情境下联盟知识治理与突破性创新的关系。本文选取五个典型的关键共性技术攻关产学研联盟开展多案例研究,研究表明:(1)关键共性技术攻关产学研联盟知识治理包括集体利益捆绑和协作架构控制两类关键性机制;(2)集体利益捆绑和协作架构控制对联盟突破性创新具有正向影响;(3)知识共享广泛性和知识共享深入性在联盟知识治理机制与联盟突破性创新间发挥中介作用。本文识别了关键共性技术攻关情境下产学研联盟知识治理机制,建构了知识治理机制、知识共享和突破性创新的理论模型,对我国实现高水平科技自立自强、推进关键共性技术攻关具有理论价值和实践意义。The key common technology research in the industry-university-research alliance has become an important organizational form for the overall technological transition of China′s manufacturing industry and radical innovation realization.However,few studies have focused on the relationship between alliance knowledge governance and radical innovation in the context of key common technological breakthroughs.Most of the studies focused on the context of industry-university organizations dominated by bilateral relations,and there are still insufficient discussions on knowledge governance of industry-university-research alliances that are policy-driven,task-oriented,and key common technologies with complex multilateral relationships.In addition,these studies on knowledge governance performance focused on the output of collaborative projects or the innovation output of participating enterprises.Based on the relevant literature on knowledge governance and radical innovation,this study explored the unique knowledge governance mechanism of industry-university-research alliances for key common technology research and how the alliance can better achieve radical innovation through these knowledge governance mechanisms.This paper adopted the multi-case study method and selected five typical key common technologies such as advanced packaging and testing,key machinery and equipment(agriculture),intelligent medical equipment,clean coal combustion,and graphite refining as research objects for exploring the knowledge governance mechanism and its mechanism of action on radical innovation.This paper mainly has three sources of data:first,sorted-out information from the alliance website and interviews with project leaders;second,first-hand information obtained from the research projects of typical alliances and from annual meeting activities hosted by the alliances;third,information from interviews with the management personnel of the alliance so as to provide a comprehensive understanding of the development status of the alliance.Thro

关 键 词：关键共性技术 产学研联盟 知识治理 突破性创新 

分 类 号：G311[文化科学] G322.0