颠覆性技术多元化投入的利益分配及激励机制  

Profit Allocation and Incentives Mechanism for Diversified Investment in Disruptive Technologies

作　　者：张光宇[1,2] 陈嘉颖 胡仁杰[2,3] 张瑶 Zhang Guangyu;Chen Jiaying;Hu Renjie;Zhang Yao(School of Management,Guangdong University of Technology,Guangzhou 510520,China;Innovation Theory and Innovation Management Research Center,Guangdong University of Technology,Guangzhou 510520,China;Guangdong Institute of International Strategy,Guangdong University of Foreign Studies,Guangzhou 510420,China)

机构地区：[1]广东工业大学管理学院,广东广州510520 [2]广东工业大学创新理论与创新管理研究中心,广东广州510520 [3]广东外语外贸大学广东国际战略研究院,广东广州510420

出　　处：《科技管理研究》2024年第2期28-34,共7页Science and Technology Management Research

基　　金：国家自然科学基金面上项目“颠覆性创新的技术演进特征与市场扩散路径研究:价值创造视角”(72074056);广东省自然科学基金面上项目“粤港澳大湾区高新技术企业颠覆性创新的动态过程机制研究——基于最优区分理论视角”(2023A1515012437);广东省哲学社会科学规划一般项目“数据驱动下颠覆性创新的跃迁机制与政策研究”(GD23CGL23)。

摘　　要：我国颠覆性创新多元化投入机制的平台支撑体系建设亟待完善,因此需深入研究适用于颠覆性技术多元化投入的利益分配以及政府补贴机制。其中,公平的利益分配和合理化的激励机制是促使颠覆性技术多元投入有效性的关键因素。因此,针对颠覆性技术多元化投入利益分配以及激励机制设计等问题,采取合作-非合作博弈分析颠覆性技术多元投入的各个参与主体行为,引入风险因子探讨不同主体主导下的情况,并进一步研究政府补贴对各主体投入积极性的影响,进而以明晰多元化投入的激励机制方案选择。研究发现:在颠覆性创新多元化投入的过程中会存在创新投入积极性不足的情况,这是由于各主体出于自身利益最大化考虑;由政府牵头时,整个颠覆性技术投入合作较由其他主体主导下的合作收益高;在政府主导下采取政府补贴形式,可以有效激励其他各个颠覆性创新投入主体的积极性。为此,促进颠覆性创新的投入多元化,政府要构建多元化投入机制,设计合理的利益分配机制与激励机制,并在参与合作时设定恰当的成本补贴额度。The construction of the platform support system for the diversified investment mechanism of disruptive innovation in China needs to be improved,so it is necessary to deeply study the benefit distribution and government subsidy mechanism applicable to the diversified investment of disruptive technology.Among them,fair profit distribution and rational incentive mechanism are the key factors to promote the effectiveness of multiple input of disruptive technologies.Therefore,in view of issues such as benefit distribution and incentive mechanism design of diversified input of disruptive technologies,cooperative and non-cooperative game is adopted to analyze the behaviors of various participants in diversified input of disruptive technologies,and risk factors are introduced to discuss the situation under the leadership of different actors.Furthermore,the impact of government subsidies on the enthusiasm of various actors is studied,and the diversified investment incentive mechanism scheme choice is clarified.The results show that insufficient enthusiasm for innovation investment remains in the process of diversified investment in disruptive innovation,resulting from the thoughts of maximizing their own interests.When the government takes the lead,the overall disruptive technology investment cooperation has higher returns than the cooperation led by other entities.Taking the form of government subsidies under the leadership of the government can effectively stimulate the enthusiasm of various disruptive innovation investment subjects.To this end,the government should build a diversified investment mechanism,design a reasonable benefit distribution mechanism and incentive mechanism,and set an appropriate cost subsidy limit when participating in cooperation.

关 键 词：颠覆性技术 创新投入 多元化投入 政府补贴 利益分配 激励机制 颠覆性创新 

分 类 号：F124.3[经济管理—世界经济] F224.32[文化科学] G301