证券投资基金犯罪综述  

A Summary of Securities Investment Fund Crime

作　　者：邱格屏[1] 佟欣 Qiu Geping;Tong Xin(East China University of Political Science and Law,Shanghai 201620;Shenzhen Jinghu Investment Consulting Co.,Ltd,Shenzhen 518000)

机构地区：[1]华东政法大学,上海201620 [2]深圳镜湖投资咨询有限公司,深圳518000

出　　处：《警学研究》2024年第1期71-81,共11页Police Science Research

摘　　要：近年来,虽然证券投资基金犯罪行为层出不穷,但学术界对其相关犯罪的研究似乎并未同步增长,主要表现是:相关学术作品和论文的数量较少,研究的深入程度有待加强,以及犯罪学角度的探索相对缺乏等。从当前学术研究重点关注领域来看,主要集中在非法集资、基金“老鼠仓”,以及证券投资基金犯罪的刑法规制等视角,证券投资基金犯罪的特征、成因、危害、治理策略也略有涉及。为了对其有更深入的了解和研究,需要更多研究人员的参与和更充足的资源投入,需要犯罪学者与证券投资基金公司的共同努力。深入探讨证券投资基金犯罪不仅是理论层面的追求,也是促进社会经济发展的现实需要,全面理解这一问题对于有效维护投资者权益、保障公共利益以及确保金融市场的健康与稳定都至关重要。In recent years,although the criminal behavior of securities investment funds has emerged one after another,the academic research on them has not increased,which is reflected in the lack of the relevant academic achievements,in-depth research and the exploration of criminological perspectives.From the perspective of the current academic research focus,it mainly focuses on illegal fund-raising,fund“rat trading”,and criminal law regulation of securities investment fund crimes.The characteristics,causes,hazards and governance strategies of securities investment fund crimes are also slightly involved.In order to have a deeper understanding and research on it,more researchers are needed to participate and more adequate resources to invest,and criminologists work together with securities investment fund companies.An in-depth discussion of securities investment fund crime is not only a theoretical pursuit,but also a practical need to promote social and economic development,and a comprehensive understanding of this issue is crucial to effectively safeguard the rights and interests of investors,protect the public interest,and ensure the health and stability of the financial market.

关 键 词：基金犯罪 非法集资 基金“老鼠仓” 

分 类 号：D924.3[政治法律—刑法学]