碳交易下考虑公平关切的低碳供应链定价及协调机制研究  

Low carbon supply chain pricing and coordination mechanism considering fairness concern under carbon trading

作　　者：邹浩 兰建华[2] 杨鹏 秦进[3] ZOU Hao;LAN Jianhua;YANG Peng;QIN Jin(School of Business Administration,Hunan University of Finance and Economics,Changsha 410205,China;China Railway Siyuan Survey and Design Group Co.,Ltd.,Wuhan 430063,China;School of Traffic and Transportation Engineering,Central South University,Changsha 410075,China)

机构地区：[1]湖南财政经济学院工商管理学院,湖南长沙410205 [2]中铁第四勘察设计院集团有限公司,湖北武汉430063 [3]中南大学交通运输工程学院,湖南长沙410075

出　　处：《铁道科学与工程学报》2024年第5期1816-1827,共12页Journal of Railway Science and Engineering

基　　金：湖南省自然科学基金一般项目(2023JJ30109);湖南省哲学社会科学基金青年项目(21YBQ107);长沙市自然科学基金项目(KQ2014146)。

摘　　要：为落实政府碳减排要求并保证企业经济的可持续发展,碳交易机制成了一种有效的经济手段。碳交易背景下,制造企业为实现低碳目标而增加减排投资成本,往往更容易关注利润分配的公平性。此时,如何基于公平关切偏好进行减排投资和利润分配成为供应链协调决策的重点。以一家生产低碳产品的制造商和一家负责产品销售的零售商为对象,综合考虑碳交易机制、企业碳减排投资和公平关切偏好因素的影响,构建了一个可持续的低碳供应链,并利用博弈理论和收益分配绝对公平方法,探讨了制造商公平关切决策情形下供应链系统最优定价以及减排决策过程,进一步采用碳减排成本分担契约对供应链系统决策过程进行协调,并获得了最优的契约参数值。研究结果表明:制造商采取了提高产品批发价格和降低减排率的策略以减少因减排技术投资而产生的利润分配不公平对待,该策略损失了自身和合作者的利润。为了实现低碳供应链成员之间利益的有效协调,本文设计的成本分担契约在提高供应链系统减排率的同时还可以实现各成员利润的帕累托改进。另外,碳交易机制有利于促使企业进行碳减排投资以提高产品的减排水平。研究结果为进一步改善上下游企业之间的关系和促进供应链系统经济与环境的可持续发展提供参考。In order to implement the government’s carbon emission reduction requirements and ensure the sustainable development of the enterprise economy,the carbon emission trading machine has become an effective economic means.In the context of carbon emission trading,manufacturing enterprises tend to pay more attention to the fairness of profit distribution when increasing emission reduction investment costs in order to achieve lowcarbon goals.At this point,how to conduct emission reduction investment and profit distribution based on fairness concerns has become the focus of supply chain coordination decision-making.This article took a manufacturer producing low-carbon products and a retailer in charge of product sales as the objects,considering into account the influence of carbon emission trading mechanism,enterprises’carbon emission reduction investment and fairness concerns preference factors.This paper constructed a sustainable low-carbon supply chain,and discussed the optimal pricing and emission reduction decision-making process of the supply chain system under the situation of manufacturers’equity concern by using game theory and the absolute fairness method of income distribution.Further,a carbon emission reduction cost sharing contract was adopted to coordinate the decision-making process of the supply chain system.The optimal contract parameter values were obtained.The research results indicate that manufacturers have adopted a strategy of increasing wholesale prices and reducing emission reduction rates to reduce unfair distribution of profits caused by investment in emission reduction technologies,which has resulted in a loss of profits for themselves and partners.In order to achieve effective coordination of interests among members of the low-carbon supply chain,the cost sharing contract designed in the article can not only improve the emission reduction rate of the supply chain system,but also achieve Pareto improvement of the profits of each member.In addition,the carbon trading mechanism is conduci

关 键 词：碳交易 公平关切 低碳供应链 定价 协调决策 博弈论 

分 类 号：F274[经济管理—企业管理]