科技型中小企业专利组合策略对创新绩效影响研究--动态能力的调节作用  

A study on the impact of patent portfolio strategy on innovation performance in science and technology-based SMEs:The moderatin Grole of dynamic capabilities

作　　者：赵观兵[1,2] 瞿鑫慧 ZHAO Guanbing;QU Xinhui(School of Management,Jiangsu University,Zhenjiang212013,China;School of Intellectual Property,Jiangsu University,Zhenjiang212013,China)

机构地区：[1]江苏大学管理学院,江苏镇江212013 [2]江苏大学知识产权学院,江苏镇江212013

出　　处：《科技管理学报》2024年第3期84-94,共11页Journal of Science and Technology Management

基　　金：国家重点研发计划项目(2019YFB1405200)。

摘　　要：在知识经济时代,全面提升知识产权创造、运用、保护和管理水平,是实现知识产权强国的必然要求。如何运用专利组合策略以提高组织创新绩效是我国科技型中小企业面临的重大挑战。以2016—2021年创业板和科创板上市公司面板数据,实证检验了专利组合规模、多样性与价值对创新绩效的影响机理以及企业动态能力的调节效应。研究发现:专利组合规模、专利组合多样性与专利组合价值正向影响科技型中小企业的创新绩效;动态能力强化了专利组合规模、多样性与创新绩效的正向关系。研究结论为科技型中小企业在动态环境下实施有效的专利组合布局提供理论参考。Innovation is the core driving force for the development of technology-based enterprises and the key to shaping competitive advantages.Driven by the innovation economy,the importance of intellectual property rights has become increasingly prominent,becoming a solid cornerstone for ensuring high-quality economic development.For technology-oriented industries,patents not only represent the technological innovation capability of enterprises,but are also important assets for enhancing innovation efficiency and market valuation.However,the emergence of the‘patent paradox’has triggered a rethinking of the value of patents,leading to the emergence of patent portfolio theory.This theory suggests that the combination of core and peripheral patents can enhance the competitive advantage of patent holders.From a dynamic perspective,a patent portfolio is a strategy for enterprises to flexibly allocate patent resources to achieve specific strategic goals.This strategy can effectively improve the utilization rate of patent assets and create a solid competitive barrier for modern enterprises.Existing research mainly focuses on the evolution mechanism of patent portfolios,behavioral optimization,and other front-end fields,but little is known about the process of how patent portfolios affect firm innovation performance.Especially when the focus of research is on small and medium-sized enterprises(SMEs),whether the two have a significant impact still needs further confirmation.Based on this,this article innovatively starts from the perspective of dynamic capabilities,takes technology-based SMEs as the research object,and uses patent combinations as the analysis unit,breaking the limitation of only focusing on individual patents in the past.Integrate patent portfolio strategy,innovation performance,and dynamic capabilities closely,following the theoretical logic of the role of enterprise behavior,performance,and capabilities in the relationship between the two.Through empirical testing of panel data,this study reveals the impact

关 键 词：技术创新 专利组合 动态能力 专利布局 面板分析 

分 类 号：G306[文化科学] F270[经济管理—企业管理]