我国企业合规第三方监督评估机制的实践困境与完善进路——以第三方监管人问题为切入点  

The Practical Dilemmas and Improvement Approaches of the Third-party Supervision and Evaluation Mechanism for Enterprise Compliance in China——Taking the Third-party Supervisor Issue as an Entry Point

作　　者：李荣 张佳星 Li Rong;Zhang Jiaxing(Minzu University of China,Beijing,100081)

机构地区：[1]中央民族大学,北京100081

出　　处：《湖南警察学院学报》2024年第2期66-73,共8页Journal of Hunan Police Academy

摘　　要：企业合规不起诉制度是新时代检察机关依法能动履职的重大制度创新,而第三方监督评估机制是该制度中的一个重要环节。然而,在我国企业合规不起诉改革实践中,第三方监督评估机制尚不完善,其在第三方监管人的选任以及第三方监管人的费用承担等问题上存在实践困境。为完善我国企业合规第三方监督评估机制,应健全第三方监管人选任管理制度、明确第三方监管人的费用承担模式,以期对深化我国企业合规不起诉改革与优化法治化营商环境有所裨益。The non prosecution system for corporate compliance is a significant institutional innovation for the procuratorial organs to perform their duties in accordance with the law in the new era,and the third-party supervision and evaluation mechanism is an important part of this system.However,in the practice of corporate compliance non prosecution reform in China,the third-party supervision and evaluation mechanism is not yet perfect,and there are practical difficulties in the selection of third-party supervisors and the cost bearing of third-party supervisors.In order to improve the third-party supervision and evaluation mechanism for corporate compliance in China,it is necessary to establish a sound system for selecting and managing third-party supervisors,clarify the cost bearing model of third-party supervisors,and contribute to deepening the reform of non-prosecution of corporate compliance and optimizing the legal business environment.

关 键 词：企业合规 第三方监督评估机制 第三方监管人 合规监管 

分 类 号：D925.2[政治法律—诉讼法学]