我国证券特别代表人诉讼制度的适用及完善  

The Application and Development of China s Securities Special Representative Litigation System

作　　者：兰琼 LAN Qiong(South China University of Technology,Guangzhou 510006,China)

机构地区：[1]华南理工大学,广州510006

出　　处：《中国证券期货》2024年第5期85-90,共6页Securities & Futures of China

摘　　要：我国特别代表人诉讼制度顺应我国证券侵权行为频发、维护中小投资者权益的现实需要而产生。该制度主要借鉴了美国集团诉讼,但又具有中国特色,根据我国国情进行了制度创新。特别代表人诉讼制度的诞生提高了诉讼效率,但仍存在一些不足之处,如程序难以启动、选案标准模糊、激励机制不足,这些问题亟待完善。在完善中国特别代表人诉讼方面,应当重点考虑加强普通代表人诉讼与特别代表人诉讼程序衔接转化、细化选案标准、建立激励机制,以推动特别代表人诉讼制度的有效实施,高效解决证券纠纷。The lawsuit system of my country s special representatives conforms to the actual needs of my country s securities infringement frequently and maintaining the right to maintain the rights and interests of small and medium investors.The system mainly draws on US group lawsuits,but has Chinese characteristics,and has innovated systems based on my country s national conditions.The birth of the special representative s litigation system has improved the efficiency of litigation,but there are still some shortcomings,such as the procedure is difficult to start,the standard selection standards are blurred,and the incentive mechanism is insufficient.These problems need to be improved.In terms of improving the litigation of my country s special representatives,we should focus on strengthening the conversion of the general representative litigation and the special representative litigation procedures,refine the case selection standards,and establish an incentive mechanism to promote the effective implementation of the special representative litigation system and promote the securities as securities as securities.Effective solution of disputes.

关 键 词：特别代表人诉讼 投资者保护机构 证券纠纷 虚假陈述 

分 类 号：D925.1[政治法律—诉讼法学] D922.287[政治法律—法学]