金融机构介入下政产学研突破性创新研发阶段合作机制研究  

Research on Co-operation Mechanism of Government-Enterprises-Universities and Research Institutes Breakthrough Innovation R&D Stage Under the Intervention of Financial Institutions

作　　者：姜凤珍 李翠苓 Jiang Fengzhen;Li Cuiling(Qingdao University of Technology,Qingdao 266520,China)

机构地区：[1]青岛理工大学管理工程学院,山东青岛266520

出　　处：《科技管理研究》2024年第21期113-130,共18页Science and Technology Management Research

基　　金：国家自然科学基金项目“多虚拟社区环境下员工工作激情演化的突变及控制机制研究”(72001121)。

摘　　要：解决企业突破性创新前期研发投入不足、资金约束等问题,探求合作研发过程中影响博弈主体策略选择的因素。运用演化博弈方法分析资本支持机制和金融机构奖惩机制对政产学研突破性创新合作研发行为的影响,并采用矩阵实验室(MATLAB)软件进行数值仿真。结果表明:企业和学研方受彼此合作意愿的影响大于政府引导的作用;企业对于资本支持机制更为敏感,资金支持过高会降低政府监管的必要性,金融机构的激励机制较于惩罚机制对政产学研合作研发的影响更大;金融机构不参与时,尽管政府奖惩机制的影响效果在时间维度具有滞后性,但激励政策和适当的惩罚力度仍能够有效推动产学研积极参与合作研发,政府奖惩机制对学研方的影响更大;企业对成本和收益分配比例的变化更加敏感。据此,明确了影响政产学研合作研发的多种因素,为促进企业突破性创新合作研发提供理论依据与决策参考。This paper aims to solve the problems of insufficient R&D investment and financial constraints in the early stage of breakthrough innovation of enterprises,and to explore the factors affecting the strategic choice of game subjects in the process of cooperative R&D.Evolutionary game method is used to analyse the influence of capital support mechanism and financial institutions'reward and punishment mechanism on government,industry,academia and research breakthrough innovation cooperative R&D behaviours,and numerical simulation is carried out using Matrix Laboratory(MATLAB)software.The results show that:enterprises and researchers are more influenced by each other's willingness to co-operate than by the government's guidance;enterprises are more sensitive to the capital support mechanism,and too much financial support reduces the necessity of government supervision,and the incentive mechanism of financial institutions has a greater impact on government-industry-academia-research co-operation in R&D than the punitive mechanism.When financial institutions do not participate in the process,even though the influence of the government's rewards and punishments has a lagging effect in the time dimension,incentive policies and appropriate punishments can still be used for the co-operation,and the government reward and punishment mechanism has a greater impact on the academia and research side.Besides,enterprises are more sensitive to the changes in the proportion of the distribution of costs and benefits.Therefore,multiple factors affecting governmentindustry-academia-research co-operative R&D are clarified,which provides theoretical basis and decision-making reference for promoting breakthrough innovation co-operative R&D of enterprises.

关 键 词：突破性创新 资本支持 政府引导 合作研发 三方演化博弈 

分 类 号：F273.1[经济管理—企业管理] F832[经济管理—国民经济] G301[文化科学]