市场准入管制放松与企业绿色转型——基于“市场准入负面清单制度”试点的准自然实验  

Deregulation of Market Access and Green Transformation of Enterprises:A Quasi-natural Experiment Based on the Pilot of“Negative List System for Market Access”

作　　者：胡海川 贾振婷 冯丽丽 HU Hai-chuan;JIA Zhen-ting;FENG Li-li(School of Management,Hebei GEO University,Shijiazhuang 050031,China;Research Center of Regional Institutions,Hebei GEO University,Shijiazhuang 050031,China;Institute of Economics,Hebei GEO University,Shijiazhuang 050031,China)

机构地区：[1]河北地质大学管理学院,河北石家庄050031 [2]河北地质大学区域制度研究中心,河北石家庄050031 [3]河北地质大学经济研究所,河北石家庄050031

出　　处：《经济问题》2025年第1期79-90,共12页On Economic Problems

基　　金：国家社会科学基金项目“环境规制与企业环境责任履行耦合机制及地区异质性研究”(18BGL185);河北省高校人文社科重大课题攻关项目“双碳目标下数字经济驱动河北省企业绿色发展的机制与路径研究”(ZD202418);河北地质大学科技创新团队项目“双碳目标下绿色资本有效配置与经济高质量发展研究——以河北省为例”(KJCXTD-2022-01)。

摘　　要：企业是实现“双碳”目标的行动主体,加快企业绿色转型已成为实现高质量发展和生态文明建设的重要环节。以我国近年来逐步开始实施的市场准入负面清单制度作为外生事件,选取沪深A股上市公司作为研究样本,深入考察市场准入管制放松与企业绿色转型的关系及作用机理。研究发现:市场准入管制放松可以显著促进企业绿色转型,该结论在一系列稳健性检验之后依然成立。进一步分析发现,市场准入管制放松主要通过提升资源配置效率、缓解管理层短视和推进企业数字化转型三种途径来促进企业绿色转型。与此同时,非国有企业与制造业企业中市场准入管制放松对企业绿色转型的促进作用更明显,处于西部地区与市场化程度低行业的企业,市场准入管制放松对其绿色转型的积极影响更显著。研究结果能够为进一步贯彻落实市场准入负面清单制度和推进企业绿色转型提供经验参考和理论支持。Enterprises are the main actors toward carbon peak.Accelerating the green transformation of enterprises has become an important link to achieve high-quality development and ecological civilization construction.This paper considers the recent introduction of the market access negative list system in China as an external event,selects Shanghai and Shenzhen A-share listed companies as the research sample,in-depth exploration of the relationship and mechanism between deregulation of market access and green transformation of enterprises.The study found that the deregulation of market access can significantly promote the green transformation of enterprises,which is still true after a series of robustness tests.Further analysis found that the deregulation of market access mainly promoted the green transformation of enterprises by improving the efficiency of resource allocation,alleviating the shortsightedness of management and promoting the digital transformation of enterprises.At the same time,the role of deregulation of market access in promoting green transformation is more obvious in non-stateowned enterprises and manufacturing enterprises,and the positive impact of deregulation of market access on green transformation is more significant in enterprises in the western region and industries with low degree of marketization.The research results can provide experience reference and theoretical support for further implementing the negative list system of market access and promoting the green transformation of enterprises.

关 键 词：市场准入管制放松 绿色转型 市场准入负面清单制度 资源配置效率 数字化转型 

分 类 号：F272.3[经济管理—企业管理]