论我国证券交易中投资者的法律地位  

ON LEGAL STATUS OF INVESTORS IN SECURITIES TRADE

作　　者：付春明[1] 

机构地区：[1]厦门大学法律系,福建厦门361005

出　　处：《北方经贸》2004年第4期29-31,共3页Northern Economy and Trade

摘　　要：我国《证券法》禁止投资者直接进入证券交易市场 ,投资者要在证券交易市场买卖证券 ,需委托证券商进行。由此产生了投资者与证券商法律关系界定问题 ,我国理论界对此问题意见不一。明确投资者与证券商之间法律关系的性质有助于定位投资者的法律地位 ,从而保护投资者的利益 ,实现资本资源的最优化配置 ,维护证券交易市场的稳定。The security law rules that the investors can not enter the security market directly.So,trading securities in the security market,the investors have to commission securities dealers.Based on that,there is a problem that how to classify the legal relationship between securities dealer and the investor.In the sphere of theory,different people have different views about it.We must confirm the nature of it this way we can reach the goals of protesting investors,setting up optimal allocation of resources and maintaining the stability of the security market.

关 键 词：证券交易 投资者 法律地位 证券法 中国 权利 义务 

分 类 号：D922.287[政治法律—经济法学]