政府监管的缺陷与证券监管的适度性分析  

Defects of Government and Analysis on Moderation of Securities Regulation

作　　者：李东方[1] 

机构地区：[1]北京大学法学院,北京100871

出　　处：《现代法学》2002年第4期153-157,共5页Modern Law Science

摘　　要：对证券业的监管说到底就是政府干预社会经济在证券业中的体现 ,然而 ,政府干预 (或称政府监管 )在其运行过程中 ,本身是会存在缺陷的。本文试图通过对政府监管缺陷和证券市场法律监管负成本的分析 ,从而阐明政府对证券市场监管适度性的把握。The regulation on the securities industry, in the final analysis, is the intervention reflected in the securities industry by the government in the social economy. However, the government intervention (or called government supervision) may have its own defects in its implementation. This article is to try, through analyzing the defects of the government control and the by-cost of the legal supervision on the securities markets, to expound the appropriateness of the regulation on the securities markets from the government.

关 键 词：政府监管 政府干预 适度性分析 证券监管 证券市场监管 证券业 缺陷 法律监管 体现 

分 类 号：D922[政治法律—法学] F832[经济管理—金融学]