论我国证券发行的保荐人制度  

The System of Recommenders in China's Issuing Securities

作　　者：白玉琴[1] 

机构地区：[1]深圳大学经济学院,广东深圳518060

出　　处：《深圳大学学报（人文社会科学版）》2007年第3期60-63,共4页Journal of Shenzhen University：Humanities & Social Sciences

摘　　要：在我国制定和实施保荐人制度,旨在建立市场力量对证券发行上市的约束机制。对它的内容和特点从法律层面上进行分析,有助于加深对它的深度理解。从法律层面上来看,目前我国的保荐人制度还存在着保荐人违法成本偏低、保荐人权利尚显不足的缺陷,因此需要进一步完善,以最终走向注册制。The system of recommenders is established and enforced for the sake of creating a mechanism of keeping the issuance of securities within bounds by forming a marketing force. An analysis of the system＇s contents and features done from the perspective of law is beneficial to a deep-going understanding. From the domain of law, there are still such drawbacks as too low a cost that a recommender has to pay if he/she violates the law and insufficient fights that recommenders have received. Therefore, the system needs to be bettered further so as to reach the goal of establishing the system of registration.

关 键 词：保荐人制度 证券发行 注册制 核准制 

分 类 号：F832.51[经济管理—金融学]