参与公职人员洗钱活动的利益关系人身份识别研究  

Research on the Identificationof Stakeholders Involved in Public Officials' Money Laundering

作　　者：张燕华[1] 薛耀文[2] 

机构地区：[1]太原科技大学,山西太原030024 [2]山西师范大学,山西临汾041000

出　　处：《金融发展研究》2016年第3期24-30,共7页Journal Of Financial Development Research

基　　金：国家自然科学基金<不法公职人员洗钱行为及其洗钱网络拓扑结构分析>(71273159);太原科技大学研究生科技创新项目(20145012)

摘　　要：不法公职人员时常利用利益关系人来洗白其违法所得。本文在对参与公职人员洗钱活动的利益关系人范围进行界定的基础上,从行为科学的角度提出利益关系人身份识别流程,并对利益关系人身份识别过程中可能存在的模糊性问题提出了相应的识别策略。通过利益关系人识别出幕后操纵洗钱的利益主体,之后提出通过比较利益关系人与利益主体的身份重合度判断利益关系人的洗钱风险,在此基础上构建了身份重合度模型图对利益关系人的洗钱风险进行具体研究,并利用洗钱案例进行了应用分析。Illegal public officials often take the advantage of their stakeholders to launder their illegal income.This paper first defines the range of stakeholders involved in public officials＇ money laundering, puts forward a process from the perspective of behavior science to identify stakeholders and for theambiguous problemsthat may exist in this process this paper also puts forward the corresponding identification measures. This paperidentifies the interest subjectbehind the scene through stakeholders and then proposes to judge astakeholder＇s money laundering risk by comparing the identification coincidence degree of stakeholders and interest subject. On this basis, this paper constructs the model diagram of identifying the coincidence degree for specific research, meanwhile money laundering cases have been applied to illustrate it.

关 键 词：公职人员 客户身份识别 利益关系人 洗钱风险 

分 类 号：F830[经济管理—金融学]