上海自贸区反洗钱可疑交易报告制度创新探讨  

Innovation on Anti-money Laundering Suspicious Transaction Reports for Shanghai Free Trade Zone

作　　者：黄敏 

机构地区：[1]喀什大学,新疆喀什844008 [2]上海立信会计金融学院,上海201209

出　　处：《铜陵学院学报》2016年第4期38-41,共4页Journal of Tongling University

基　　金：2013年度上海市教委科研创新重点项目"转型国家反洗钱监管制度比较研究"(13ZS004)

摘　　要：上海自贸区在着力推进金融创新和贸易便利化过程中,洗钱的潜在风险也在大量积聚。现行的可疑交易报告制度效率较低,无法适应上海自贸区反洗钱监管的需要。本文提出对上海自贸区可疑交易报告制度进行创新设计,通过扩大可疑交易报告主体、设立一体化反洗钱监管机构、监管机构与报告主体责任分层、实行可疑交易扁平化实时报送、由监管机构基于大数据开发统一监测系统,提高上海自贸区反洗钱监管效率,形成面向全国的可复制可推广经验。In the process of the financial innovation and trade facilitation in Shanghai Free Trade Zone （FTZ）, the potential risks of money-laundering accumulate. Existing suspicious transaction report system is inefficient, unable to meet the needs on anti-money- laundering regulations of Shanghai lzTZ. The paper proposes innovating the suspicious transaction report system for Shanghai FTZ, ex- panding reporting entities, establishing integrated supervision institute, separating report duties between supervisors and entities, flatten- ing report hierarchies, and developing monitoring system based on large data, which improves the efficiency of anti-money-laundering supervision in Shanghai FTZ and can be replicated nationwide.

关 键 词：上海自贸区 反洗钱 可疑交易报告 

分 类 号：F832.21[经济管理—金融学]