环境规制能引发“创新补偿”效应吗?——基于“波特假说”的博弈分析  

Can Environmental Regulation Lead to “Innovative Offsets” Effect?Game Analysis Based on “Potter Hypothesis”

作　　者：李卫红 白杨[2] LI Weihong;BAI Yang(School of Economics,Nanjing Audit University,Nanjing 211815,China;College of Civil Aviation,Nanjing University of Aeronautics and Astronautics,Nanjing 210016,China)

机构地区：[1]南京审计大学经济学院,江苏南京211815 [2]南京航空航天大学民航学院,江苏南京210016

出　　处：《审计与经济研究》2018年第6期103-111,共9页Journal of Audit & Economics

基　　金：教育部人文社会科学基金项目(13YJAZH045;13YJC790081);国家自然基金面上项目(71573136);江苏高校优势学科建设工程资助项目

摘　　要：在"波特假说"及相关研究基础上,通过分析环境规制下企业"创新补偿"效应的生成过程,发现"创新补偿"效应主要受企业创新动机、行为和绩效三个层面因素的影响,其中既有企业内部因素,也有外部环境因素,它们相互交织,共同决定了"创新补偿"效应生成的可能性。综合企业内外因素构建的双寡头博弈模型分析结果表明,引发企业创新动机的主要因素并非环境规制,而是市场竞争与企业自身需要,但环境规制强度会影响企业R&D投入水平和创新绩效。在竞争环境中,只要具备较高的研发效率、知识吸收水平和技术成果转化率,在政府补贴政策激励下,企业通过技术创新获得的经济绩效可在一定程度上补偿环境管理成本。尤其当企业间开展合作创新时,"创新补偿"效应更为显著。On the basis of“Potter hypothesis”and related research,the generation process of“innovative offsets”effect under environment regulation is studied.It is found that the“innovative offsets”effect is mainly influenced by such three factors as firms’innovation motivation,behavior and performance.These internal conditions and external environmental factors combine together and determine the generation possibility of the“innovative offsets”effect.Furthermore,the duopoly game model considering the above factors shows that the firms’innovation motivation is stimulated not by the environmental regulation,but by the market competition and their own needs.However,the firms’R&D investment and innovation performance are related to the intensity of environmental regulation.In the competitive environment,as long as the firm has higher R&D efficiency,knowledge absorption level and conversion rate of technology innovation,the environmental cost will be offset in a certain extent by the economic performance which is achieved by the technology innovation under the government subsidies policy.Especially,when R&D cooperation is carried out among firms,the effect of“innovative offsets”is more significant.

关 键 词：波特假说 环境规制 创新动机 创新行为 创新绩效 “创新补偿”效应 博弈论 

分 类 号：F273[经济管理—企业管理]