新形势下反洗钱领域国内研究演进分析  

Analysis on the Evolution of Domestic Research on Anti-Money Laundering Under the New Situation

作　　者：黄靖雯 陶士贵[1] Huang Jingwen;Tao Shigui

机构地区：[1]南京师范大学商学院,江苏南京210023

出　　处：《金融理论与实践》2020年第7期10-15,共6页Financial Theory and Practice

基　　金：江苏高校哲学社会科学重大重点项目“人民币国际化背景下中资银行‘走出去’防范国外反洗钱制裁的研究”(2017ZDAXM009)的阶段性成果。

摘　　要：运用文献计量软件CiteSpace对2010-2019年CNKI数据库中540篇反洗钱相关研究文献进行关键词的热度和动态分析,研究反洗钱领域的国内研究演进趋势,为我国学者的后续研究提供科学参考。结果显示,新形势下我国反洗钱研究主要集中在以互联网金融、数字货币为代表的新金融业态的洗钱风险分析和监管研究、中资银行国际化过程中的反洗钱合规、恐怖融资和反恐怖融资以及风险为本理念下的反洗钱监管等方面。研究表明,新金融业态和中资银行海外经营业务中的洗钱风险和反洗钱监管问题受到学者广泛关注,反洗钱领域的理论研究和实证研究有待加强。To study the evolution trend of domestic research in the field of anti-money laundering,540 anti-money laundering related research literatures in CNKI database from 2010 to 2019 were analyzed by using bibliometrics software CiteSpace with hotspot and dynamic analysis of keywords,providing the follow-up research of Chinese scholars the scientific reference.The results showed that the research on anti-money laundering in China mainly focuses on the risk analysis and supervision of money laundering in the new financial formats represented by internet finance and digital currency,anti-money laundering compliance in the internationalization process of Chinese-funded bank,terrorist financing and counter-terrorist financing,and anti-money laundering supervision under the concept of risk-based approach under the new situation.The research suggested that the risk of money laundering and antimoney laundering supervision in the new financial formats and overseas business of Chinese banks have been widely concerned,and the theoretical and empirical research in the field of anti-money laundering needs to be strengthened.

关 键 词：反洗钱 互联网金融 数字货币 中资银行 恐怖融资 风险为本 

分 类 号：F832.33[经济管理—金融学]