科研诚信“自律”与“他律”协同建设的内在逻辑及现实路径研究  

The Internal Mechanism and Realistic Path of Coordination between"Autonomy"and"Heteronomy"of Scientific Research Integrity′s Construction

作　　者：李霞玲[1] 陈炜[1] 管锦绣 Li Xialing;Chen Wei;Guan Jinxiu(School of Marxism, China University of Geosciences, Wuhan 430074, China;School of Marxism,Wuhan Institute of Technology,Wuhan 430070, China)

机构地区：[1]中国地质大学(武汉)马克思主义学院,湖北武汉430074 [2]武汉工程大学马克思主义学院,湖北武汉430070

出　　处：《科技进步与对策》2022年第13期124-131,共8页Science & Technology Progress and Policy

基　　金：国家社会科学基金项目(19BKS173);中国地质大学(武汉)研究生课程建设项目与精品教材项目(YKC2021205)。

摘　　要：我国在40余年的科研诚信建设过程中,“自律”与“他律”建设均存在不足,两者没有形成有效协同。为加强科研诚信建设,更好地发挥科研诚信系统的整体协同效应,需要运用协同学理论,对我国科研诚信建设系统进行分析,探求系统内部协同机理,促使科研诚信“他律”和“自律”在合作过程中产生协同效应,并通过优化科研诚信建设子系统各要素,加强系统与环境之间的合作,发挥科研诚信建设系统的最优协同效应,进而构建我国科研诚信建设全方位协同治理体系。The construction of scientific research integrity is an important cornerstone of scientific innovation.After the misconduct of scientific research first occurred in China in the 1980s,the state standardized the behavior of scientific and technological practitioners from the aspects of laws,regulations and policies.By the early 21st century,the construction of scientific research integrity has begun to take shape.However,the construction of scientific research integrity in China for more than 40 years has not completely curbed academic misconducts in the process of scientific and technological development,and there is even a worsening trend.At present both"autonomy"and"heteronomy"are insufficient,and there is no effective synergy between them.In this paper,this study combines the synergetics theory with the real situation in China and conducts an empirical analysis based on a questionnaire survey so as to explore the internal logic and the practical path of synergistic construction of scientific research integrity in China.According to the synergetics theory,the construction of scientific research integrity can be regarded as a system which consists of two sub-systems,namely,"autonomy"and"heteronomy".The subsystems of"autonomy"include scientific community,ethical norms and cultivation mechanisms,the main body of which is the scientific community;while the"heteronomy"is made up of three key components,namely,the management institutions to achieve"heteronomy",the laws,regulations,policies and systems to maintain scientific integrity,and the mechanism to deal with academic misconduct.The main body to construct"heteronomy"is the management body,i.e.government departments or universities and research institutions.At present,there are several problems about the construction of"heteronomy"in China.Firstly,the formulation and issuance of scientific research integrity systems and policies are from the higher levels to the grassroots,with the focus on administrative arrangements;secondly,the governing body of scientific res

关 键 词：科研诚信 自律 他律 协同治理体系 学术不端 

分 类 号：G31[文化科学]