高校基础研究成果产出的关键影响因素——基于广州高校的实证分析  

Key Factors Influencing the Output of Basic Research Achievements in Universities:Based on the Empirical Analysis of Guangzhou Universities

作　　者：陈黎 Chen Li(Guangzhou Research Center for Science and Technology Development,Guangzhou 510030,China)

机构地区：[1]广州市科学技术发展研究中心,广东广州510030

出　　处：《科技管理研究》2024年第4期89-96,共8页Science and Technology Management Research

基　　金：广州市科技计划项目“广州城市创新指数研究发布”(2023E05W0326),“广州物联网产业创新链和产业链双向融合路径研究”(2024E05W1056),“广州跨越‘中等收入陷阱’路径研究”(2024E05W1079)。

摘　　要：为推动中国高校基础研究实力持续提升,强化高校基础研究主力军和重大科技突破策源地作用,基于全国普通高等学校科技统计年报,利用2018—2020年广州65所理工农医类高校及其附属医院有关面板数据,从高层次科研人才、基础研究项目资金、国际合作三大方面,兼顾高校类型、高校规模、高校人均研究开发经费投入3个异质性特征,分别利用面板回归模型和迭代广义最小二乘法回归模型实证分析影响高校基础研究成果产出的关键要素。结果表明,45岁以下的博士学位高层次师资数量及占比、国家自然科学基金资助额度、参加国际会议人次、与国(境)外合作研究派遣人次对高校基础研究高质量成果产出有显著正向促进作用。由此提出精准实施高层次人才培育和引进,提升高校基础研究核心竞争力;优化国家自然科学基金资助模式,助推高校基础研究高质量发展;加强基础研究国际合作,提升高校基础研究国际竞争力和影响力等对策建议。In order to continuously improve the strength of basic research in colleges and universities,strengthen the role of the main force of basic research in colleges and universities and the source of major scientific and technological breakthroughs,based on the annual report of science and technology statistics of ordinary colleges and universities in China,taking relevant panel data of 65 universities of science,technology,agriculture and medicine and their affiliated hospitals in Guangzhou from 2018 to 2020,this paper discusses three aspects of high-level scientific research talents,basic research project funds,and international cooperation,considering the three heterogeneity characteristics of university type,university scale and per capita R&D expenditure of university,the panel regression model and iterative generalized least squares regression model are used to analyze the key factors affecting the output of university's basic research.The results show that the number and proportion of high-level teachers under 45 years old with doctorate degree,funding amount from the National Natural Science Foundation of China,the number of participants in international conferences and cooperative research assignments with foreign countries have a significant positive effect on the output of high-quality basic research in universities.Therefore,the author puts forward countermeasures and suggestions such as carrying out the training and introduction of high-level talents accurately,improving the core competitiveness of university basic research;enhancing the funding mode of the National Natural Science Foundation,and promoting the high-quality development of university basic research;strengthening the international cooperation of basic research,enhancing the international competitiveness and influence of university basic research.

关 键 词：基础研究 成果产出 国际合作 科研人才 广州高校 

分 类 号：G644[文化科学—高等教育学] F224[文化科学—教育学] G301[经济管理—国民经济]