金融安全视域下反洗钱监管研究发展趋势及热点——基于文献计量的可视化分析  

Research Trends and Hotspots of Anti-Money Laundering Regulations from the Perspective of Financial Security——A Visual Analysis Based on Bibliometrics

作　　者：李知睿 李羡 Li Zhirui;Li Xian(Institute of Defence Economics and Management,Central University of Finance and Economics,Beijing 100081;Guohong Asset Management Co.,Ltd.,Beijing 100022)

机构地区：[1]中央财经大学国防经济与管理研究院,北京100081 [2]国泓资产管理有限公司,北京100022

出　　处：《中国商论》2024年第14期132-136,共5页China Journal of Commerce

基　　金：中国博士后科学基金第73批面上项目“‘一带一路’我国海外能源投资政治风险预警系统研究”(2023M734076)。

摘　　要：开放经济体条件下,跨境洗钱对全球金融安全和稳定构成严峻挑战,洗钱手段日趋复杂化令打击非法洗钱任务的难度持续加大,国际反洗钱治理成效依旧不够稳固,这一现实情形引起大量国内外学者对反洗钱监管领域的持续关注。本文选取中国知网(CNKI)和Web of Science(WOS)核心合集数据库中1990—2023年发表的反洗钱监管领域国内外文献2824篇,借助CiteSpace软件进行文献计量研究,以可视化图谱形式展现过去30余年国内外反洗钱领域的整体脉络。研究表明,政府部门、高校、(非)金融机构各自合作网络固定,但三方之间交叉研究合作趋势尚不成熟;反洗钱监管领域数据库建设的发展相对滞后,可供分析、决策使用的数据资料依旧缺乏;前沿科技与数字技术驱动下新金融业态领域洗钱引发对未来如何平衡好金融科技迭代加速与反洗钱治理效能提升间关系的系统性思考。后续研究应致力于不断完善金融安全视域下反洗钱监管的理论框架,拓宽研究领域,并加强政府、高校与(非)金融机构间的跨部门、跨学科研究合作,以推动该领域的全面深入发展。Under opening economy conditions,cross-border money laundering poses a severe challenge to global financial security and stability.The evolving tactics of money laundering complicate efforts to combat illegal money laundering.The effectiveness of interational anti-money laundering governance is still relatively low.This reality promptsa continuous focus from a large number of domestic and foreign scholars in the field of anti-money laundering regulations.This paper presents a scientometric analysis of 2,824 publications spanning the period from 1990 to 2023,sourced fromthe China National Knowledge Infrastructure(CNKI)and the Web of Science(WOS)core collection database,focusing on anti-money laundering regulations.With the help of CiteSpace,this paper visually depicts the landscape of domestic and foreign anti-money laundering research over the past 30 years.The findings indicate that government bodies,universities and(non-)financial institutions have established fixed cooperation networks,yet cross-over study cooperation amongthese entities remains underdeveloped.Moreover,the databases in the anti-money laundering regulations field are relatively outdated,with inadequate data materials available for analysis and informed decision-making.The advancement of money laundering within new financial realms,driven by cutting-edge and digital technologies,necessitates a reevaluation of how to harmonize the accelerating pace of fintech innovation with the enhancement of anti-money laundering governance efficiency in the future.Subsequent research endeavors should focus on improving the theoretical framework of antimoney laundering regulations from the perspective of financial security,broadening the research scope,and enhancing cross-departmental and interdisciplinary research cooperation among government bodies,universities,and(non-)financialinstitutions,so as to promote the comprehensive and in-depth development in this feld.

关 键 词：金融安全 反洗钱监管 跨境洗钱 CITESPACE 金融市场 

分 类 号：F832[经济管理—金融学]